Annuity Broker Qualification Declaration Form

Forms and Documents

Document Name	Status
Form 1105-0080 Annuity Broker Qualification Declaration Form Form and Instruction	Modified
2009 Annuity Brokers Renew Supporting Statement.wpd Supporting Statement A	2009-10-08

IC Document Collections

IC ID	Document Title	Status
11774	Annuity Broker Qualification Declaration Form Form and Instruction	Modified

ICR Details

OMB Control No: 1105-0080	ICR Reference No: 200905-1105-001
Status: Historical Active	Previous ICR Reference No: 200608-1105-001
Agency/Subagency: DOJ/LA	Agency Tracking No: CIV-01
Title: Annuity Broker Qualification Declaration Form
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 12/30/2009
	Date Received in OIRA: 11/02/2009
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2012	36 Months From Approved	01/31/2010
Responses	300	0	400
Time Burden (Hours)	300	0	400
Cost Burden (Dollars)	15,000	0	20,000

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Abstract: This declaration is to be submitted to determine whether a broker meets the minimum qualifications to be listed as an annuity broker pursuant to Section 11015(b) of Public Law 107-273.

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Authorizing Statute(s): PL: Pub.L. 107 - 273 11015 Name of Law: 21st Century Department of Justice Appropriations Authorization Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 38471	08/03/2009
30-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 51877	10/08/2009
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Annuity Broker Qualification Declaration Form	1105-0080	Annuity Broker Qualification Declaration Form

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	300	400	0	-100	0	0
Annual Time Burden (Hours)	300	400	0	-100	0	0
Annual Cost Burden (Dollars)	15,000	20,000	0	-5,000	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The Department of Justice has slightly reduced its estimate of the number of annual respondents to this information collection from 400 to 300. The Department of Justice believes, based on its experience with this information collection over the past several years, that 300 is a more likely estimate than 400.

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Annual Cost to Federal Government: $1,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/02/2009

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