SBA Lender Microloan Intermediary and NTAP Reporting Requirements

Forms and Documents

Document Name	Status
3245-0365 ROCIS Change.doc Justification for No Material/Nonsubstantive Change	2009-04-24
Westlaw_Document_15_15_57 (2).rtf Supplementary Document	2008-11-07
Statutory Attachment for Lender Oversight PRA.rtf Supplementary Document	2008-11-07
SBA Lender Microloan Supporting Statement (revised).doc Supporting Statement A	2009-04-24

IC Document Collections

IC ID	Document Title	Status
187124	SBA Lender, Microloan Intermediary and NTAP Reporting Requirements	Modified

ICR Details

OMB Control No: 3245-0365	ICR Reference No: 200904-3245-003
Status: Historical Active	Previous ICR Reference No: 200811-3245-002
Agency/Subagency: SBA	Agency Tracking No:
Title: SBA Lender Microloan Intermediary and NTAP Reporting Requirements
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/17/2009
	Date Received in OIRA: 04/24/2009
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2012	04/30/2012	04/30/2012
Responses	170	0	170
Time Burden (Hours)	1,700	0	850
Cost Burden (Dollars)	0	0	0

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Abstract: The Small Business Administration (SBA) is authorized under the Small Business Act to conduct off-site review and monitoring of SBA Lenders, Intermediaries and Non- Technical Assistance Providers (NTAPs). They will be required to prepare self-assessments and submit corrective action plans and other review/exam related information to facilitate SBA's performance of its oversight and monitoring functions. These plans will inform SBA how the lender intends to address deficiencies identified during the review and examination process and the time line for implementing the plan included the target deadline.

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Authorizing Statute(s): US Code: 15 USC 634 Name of Law: Commerce and Trade
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3245-AE14	Final or interim final rulemaking	72 FR 6152	10/31/2007

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
SBA Lender, Microloan Intermediary and NTAP Reporting Requirements

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	170	170	0	0	0	0
Annual Time Burden (Hours)	1,700	850	0	0	850	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Burden hours increased from 850 to 1700 - agency adjustment

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/24/2009

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