Rule 27e-1

Securities and Exchange Commission

§ 274.129

file a notice of withdrawal of its election under section 54(a) of the Investment Company Act of 1940 [15 U.S.C.
80a–53(a)].
The text of the form is set forth in the
appendix to this release. 3
[47 FR 10520, Mar. 11, 1982]

Subpart B—Forms for Reports
§ 274.101 Form N-SAR, semi-annual report of registered investment companies.
This form shall be used by registered
management investment companies for
semi-annual or annual reports to be
filed pursuant to rule 30b1–1 (17 CFR
270.30b1–1) and by registered unit investment trusts for annual reports to
be filed pursuant to rule 30a–1 (17 CFR
270.30a–1).
[68 FR 5366, Feb. 3, 2003]
EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form N-SAR, see the List
of CFR Sections Affected, which appears in
the Finding Aids section of the printed volume and on GPO Access.

§§ 274.102–274.126

[Reserved]

§ 274.127d–1 Form N–27D–1 accounting
of segregated trust account.
This form shall be completed and
filed with the Commission as a report
required by § 270.27d–1 of this chapter
by each depositor or principal underwriter, within 15 days after the close of
each quarter during the first 2 years
after the effective date of § 270.27d–1 of
this chapter, and thereafter this form
shall be filed annually on or before
January 31 of the following calendar
year. Each investment company for
which a segregated trust account is established shall be listed on the cover
page. Two copies of the form, plus an
additional copy for each registered investment company covered, shall be
filed and the filing shall be signed by
an authorized representative of the depositor or underwriter.
[36 FR 24056, Dec. 18, 1971]
3 A copy of Form N–54C accompanied this
release as originally filed in the Office of the
Federal Register.

§ 274.127e–1 Form N–27E–1, notice to
periodic payment plan certificate
holders of 18-month surrender
rights with respect to periodic payment plan certificates.
This form is to be reproduced by the
issuer or any depositor of or underwriter for such issuer and will not be
available at the Securities and Exchange Commission. For required text
of the form see paragraph (f) of
§ 270.27e–1 of this chapter.
[36 FR 13139, July 15, 1971]
EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form N–27E–1, see the List
of CFR Sections Affected, which appears in
the Finding Aids section of the printed volume and on GPO Access.

§ 274.127f–1 Form N–27F–1, notice to
periodic payment plan certificate
holders of 45-day withdrawal right
with respect to periodic payment
plan certificates.
This form is to be reproduced by the
issuer or any depositor of or underwriter for such issuer and will not be
available at the Securities and Exchange Commission. For required text
of the form see paragraph (d) of
§ 270.27f–1 of this chapter.
[45 FR 17958, Mar. 20, 1980]
EDITORIAL NOTE: For FEDERAL REGISTER citations affecting Form N–27F–1, see the List
of CFR Sections Affected, which appears in
the Finding Aids section of the printed volume and on GPO Access.

§ 274.128 Form N-CSR, certified shareholder report.
This form shall be used by registered
management investment companies to
file reports pursuant to § 270.30b2–1(a)
of this chapter not later than 10 days
after the transmission to stockholders
of any report that is required to be
transmitted to stockholders under
§ 270.30e–1 of this chapter.
[68 FR 5368, Feb. 3, 2003]

§ 274.129 Form N-PX, annual report of
proxy voting record of registered
management investment company.
This form shall be used by registered
management investment companies,
other than small business investment
companies registered on Form N–5
(§§ 239.24 and 274.5 of this chapter), for
annual reports to be filed not later

895

VerDate Aug<31>2005

10:28 Apr 25, 2006

Jkt 208056

PO 00000

Frm 00905

Fmt 8010

Sfmt 8010

Y:\SGML\208056.XXX

208056