Comptroller's Licensing Manual

Forms and Documents

Document Name	Status
Comptroller's Licensing Manual Form	Modified
1557-0014 Justification for Nonsubstantive Change.doc Justification for No Material/Nonsubstantive Change	2009-04-29
1557-0014.doc Supporting Statement A	2009-03-09
List of Forms.doc Supplementary Document	2007-06-13

IC Document Collections

IC ID	Document Title	Status
19996	Comptroller's Licensing Manual Form	Modified

ICR Details

OMB Control No: 1557-0014	ICR Reference No: 200903-1557-001
Status: Historical Active	Previous ICR Reference No: 200801-1557-001
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Comptroller's Licensing Manual
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/29/2009
	Date Received in OIRA: 03/20/2009
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2011	02/28/2011	02/28/2011
Responses	5,894	0	5,894
Time Burden (Hours)	18,069	0	18,069
Cost Burden (Dollars)	0	0	0

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Abstract: The Comptroller's Licensing Manual explains the OCC's policies and procedures for the formation of a new national bank, entry into the national banking system by other institutions, and corporate expansion and structural changes by existing national banks. This ICR involves no change to the burden of this collection. It takes the procedure used for seeking approval of a noncontrolling investment where the national bank is not eligible for the expedited after-the-fact approval procedure and creates a form. The procedure is found at 12 CFR 5.36(f) and was previously approved under the PRA pursuant to a rulemaking. 72 FR 36550 (July 2, 2007).

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Authorizing Statute(s): US Code: 12 USC 1 et. seq. Name of Law: National Bank Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
1557-AC79	Final or interim final rulemaking	72 FR 36550	07/02/2007

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	72 FR 44220	08/07/2007
30-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 187	01/02/2008
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Comptroller's Licensing Manual	N/A, N/A, N/A, N/A, N/A, None, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A, N/A	Final Branch Closing/Consolidation/Relocation Downgrade Notice ,   Application for Noncontrolling Investment ,   Dividend in Kind Application ,   Investment in Bank Premises ,   Branch Closings ,   Branches and Relocations ,   Business Combinations ,   Capital and Dividends ,   Change in Bank Control ,   Material Noncash Contribution to Surplus Application ,   Notification of Change in Corporate Title ,   Notification of Change in Main Office Address ,   Official 90 Day Advance Branch Closing and Downgrade Notice ,   Preferred Stock Terms Notice ,   Quasi Reorganization Application ,   Reduction of Permanent Capital Application ,   Retirement of Capital Stock Acquisition of Treasury Stock ,   Changes in Directors and Senior Executive Officers ,   Changes in Corporate Title and Address ,   Charters ,   Comments to Other Agencies ,   Conversions ,   Director Waivers ,   Failure Acquisitions ,   Federal Branches and Agencies ,   Fiduciary Powers ,   Investment in Subsidiaries and Equities ,   Management Interlocks ,   Subordinated Debt ,   Termination of National Bank Status ,   Notice of Change in Chief Executive Officer or Director ,   IRS Tax Check Waiver ,   After-the-Fact Notice - Subsidiary or Service Company ,   Bank Service Company Application ,   Financial Subsidiary Certification (Subsequent Notice) ,   Reverse Stock Split Application ,   Sale of Capital Stock for Other Than Cash Application ,   Branch Establishment ,   Intrastate or Interstate Main Office Relocation Application ,   Intrastate Main Office Relocation Application ,   Background Investigations ,   Interagency Biographical and Financial Report ,   Financial Subsidiary Notice ,   Financial Subsidiary Combined Certification and Notice ,   Operating Subsidiary Application ,   After-the-Fact Notice - Equity Investment ,   Interagency Bank Merger Act Application

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	5,894	5,894	0	0	0	0
Annual Time Burden (Hours)	18,069	18,069	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The NPRM issued sets forth a number of amendments to the rules, policies, and procedures for national banks' corporate activities and corporate structure. The proposed revisions would streamline application processes and procedures and reduce regulatory burden. The changes to the Bank Merger Act Application removed outdated statutory references.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/20/2009

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