2009 BRDIS Cognitive Interviews; MWTS Usability Testing

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Overview

pp_2-3
pp_4-5
pp_8-9
pp_10-11
pp_12-13
pp_14-15
pp_16-17
pp_18-19
pp_20-21
pp_22-23
pp_24-25
BusinessCodes
blank

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Sheet 1: pp_2-3

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Sheet 2: pp_4-5

Business codes

1

Did another company own more than 50 percent of your company during 2009?

Yes → Please provide the following information:

4

Do the business code(s) listed below reflect all applicable codes from the list on pages x-y in which your ocmpany operated worldwide during 2008?

Name of owner

EIN of owner (9 digits)

NOTE: Because these codes should reflect your company's global business activities and R&D

they may differ from industry codes used by other government surveys and reports.

Yes

No

Is the owner a U.S. company?

(MM)

(DD)

(YYYY)

If no business codes are printed below, please write in the codes from pages 8-9 that

Date owner purchased your company

apply to your company

No

Yes → Continue with Question 5

No →

Draw a line through codes that are incorrect. As needed, enter additional

2

Has your company ceased operations?

codes and descriptions from pages x-y in the spaces provided.

Yes → Please provide the following information:

Business Code (see pages x-y)

Description

(MM)

(DD)

(YYYY)

Date your company ceased operations

No

Use the following flowchart to determine how to complete the rest of this survey.

5

What was the amount of your company's worldwide net sales and revenues—the value of goods and services sold during the year, net of discounts, returns, and allowances—during 2009?

Include:

$Bil.

Mil.

Thou.

•

Sales and operating revenues for discontinued operations

Exclude:

•

Non-operating income (i.e. dividends, interest)

•

Excise, sales, and other revenue based taxes

6

How much of the 2009 worldwide net sales and operating revenues reported in Question 5 was from domestic operations?

Include:

$Bil.

Mil.

Thou.

•

Operating revenues and sales to foreign customers, including foreign

3

Did your company own more than 50 percent of any company operations or subsidiaries outside the 50 United States and D.C. during 2009?

subsidiaries

Yes → Include data for these operations/subsidiaries in your survey responses

No

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Sheet 3: pp_8-9

SECTION 1

7

How much of the 2009 sales and operating revenue amounts was for each business code listed or amended in Question 4: (1) Worldwide net sales and operating revenues reported in Question 5 (2) Domestic net sales and operating revenues reported in Question 6

Financial Schedule 1

instruction space - possibly use variable printing

(1) Worldwide sales and revenues

(2) Domestic sales and revenues

Business Code (see page x)

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

a.

b.

c.

d.

1•1

What was the total worldwide R&D expense for your company in 2009?

e.

This amount is equivalent to that disclosed by publicly traded companies

$Bil.

Mil.

Thou.

on SEC Form 10-K as defined by FASB Statement No. 2, "Accounting

f.

for Research and Development Costs". Foreign-owned companies should

refer to the instructions on page 3. Additional guidance is available online:

g.

www.census.gov/econhelp/brdis/ ...

h.

1•2

If the amount reported in Question 1•1 (worldwide R&D expense) included any of the following costs, how much was included?

Total

i.

Total equals Question 5

Total equals Question 6

$Bil.

Mil.

Thou.

a.

Collaborative research and development that was reimbursed by

Reporting Information

business partners, such as through cost-sharing agreements

R&D paid for by government or private foundation grants

b.

8

Is the information in this section reported on a calendar year basis?

c.

Technical services not an integral part of an R&D project (such as

Yes

product support provided by R&D employees)

No → Enter the time period covered below:

Bid and proposal costs

d.

(MM)

(YYYY)

(MM)

(YYYY)

e.

Costs your company plans to recoup through indirect charges on

From

To

U.S. federal government contracts (IR&D)

9

Approximately how long did it take to complete this section?

Hours

In-process R&D (IPR&D)

f.

In-process R&D is an expense resulting from a business acquisition

attributable to the acquired company's R&D that has not resulted in a

10

Please list the names and titles of the persons who provided data for this section.

finished product or process.

Total

g.

Name

Title

1•3

Subtract 1•2, line g, from 1•1 and enter the result here. This is the total R&D paid for by your company in 2009.

$Bil.

Mil.

Thou.

1•4

Was the amount entered in Question 1•3 greater than zero?

Yes → Continue with Question 1•5

No → Skip to Section 2 on page 16

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Sheet 4: pp_10-11

R&D paid for by your company

1•7

Copy the amount from Question 1•6, line a. This is the total domestic R&D paid for by your company in 2009.

$Bil.

Mil.

Thou.

1•5

Of the amount reported in Question 1•3 (total R&D paid for by your company in 2009), what were the costs for each business code listed or amended or page 5 of this form?

1•8

Add 1•6, lines b through q, and enter the result here. This is the total foreign R&D paid for by your company in 2009.

$Bil.

Mil.

Thou.

Allocate R&D that is applicable to more than one business code on a reasonable basis.

Allocation in proportion to operating revenues is acceptable unless some alternative allocation

1•9

How much of the (1) domestic, (2) foreign, and (3) total worldwide R&D paid for by your company in 2009 was for each of the following types of costs?

basis is more appropriate.

Business Code (see page x)

(1) Domestic R&D

(2) Foreign R&D

(3) Total worldwide R&D

$Bil.

Mil.

Thou.

a.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

a.

Gross annual

b.

payroll

c.

b.

Fringe benefits

c.

Stock-based

d.

compensation

d.

Temporary

e.

staffing

f.

e.

Expensed

equipment

g.

f.

Materials and

supplies

h.

g.

Lease and

Total (equals Question 1•3)

rental payments

i.

h.

Depreciation &

1•6

Of the amount reported in Question 1•3 (total R&D paid for by your company in 2009), what were the costs in the following countries?

amortization

i.

Payments to

collaborators

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

j.

Purchased R&D

services

a.

Domestic U.S.

j.

Italy

k.

All other

United Kingdom

purchased

b.

k.

Japan

services

Canada

c.

l.

Russia

l.

All other

costs

China

d.

m.

Singapore

m.

Total

France

e.

n.

South Korea

Total equals Question 1•7

Total equals Question 1•8

Total equals Question 1•3

Germany

f.

o.

Sweden

1•10

Add 1•9, lines i and j for each column, and enter the result here. This is R&D performed by others.

India

g.

p.

United Kingdom

(1) Domestic R&D

(2) Foreign R&D

(3) Total worldwide R&D

Ireland

h.

q.

All other

r.

Total (equals

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

Israel

i.

Question 1•3)

R&D performed

by others

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Sheet 5: pp_12-13

1•11

Subtract 1•10, column 1, from 1•7 and enter the result here. This is the domestic R&D performed by your company.

$Bil.

Mil.

Thou.

1•12

(Continued)

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

Utah

West Virginia

1•12

How much of the domestic R&D performed by your company reported in Question 1•11 was performed in each state (including D.C.) in 2009?

Vermont

Wisconsin

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

Virginia

Wyoming

Total (equals

Alabama

Michigan

Washington

Question 1•11)

Alaska

Minnesota

1•13

At what domestic location did your company perform the largest dollar amount of R&D in 2009?

Arizona

Mississippi

Address 1

Arkansas

Missouri

California

Montana

Address 2

Colorodo

Nebraska

City

State

ZIP

Connecticut

Nevada

Deleware

New Hampshire

1•14

How much of the domestic R&D performed by your company reported in Question 1•11 was from the location identified in Question 1•13?

$Bil.

Mil.

Thou.

District of Columbia

New Jersey

Florida

New Mexico

1•15

How much of the total worldwide R&D performed by others, reported in Question 1•10, column 3, was performed by the following types of organizations?

Georgia

New York

$Bil.

Mil.

Thou.

Hawaii

North Carolina

Companies located inside the United States

a.

Idaho

North Dakota

Companies located outside the United States

b.

Illinois

Ohio

U.S. federal government agencies or laboratories

c.

Indiana

Oklahoma

U.S. state and local government agencies or laboratories

d.

Iowa

Oregon

Foreign government agencies or laboratories

e.

Kansas

Pennsylvania

f.

Universities, colleges, and academic researchers (including

principal investigators) located inside the United States

Kentucky

Rhode Island

g.

Universities, colleges, and academic researchers (including

Louisiana

South Carolina

principal investigators) located outside the United States

All other organizations (including hospitals and nonprofit organizations)

Maine

South Dakota

h.

Total R&D performed by others (equals Question 1•10, column 3)

Maryland

Tennessee

i.

Massachusetts

Texas

Question continues on next page

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Sheet 6: pp_14-15

Capital Expenditures

1•16

How much of the total R&D paid for by your company reported in Question 2•3 was a domestic R&D expense—R&D paid for by your company's domestic operations irrespective of where the R&D was performed?

$Bil.

Mil.

Thou.

1•20

What was the amount of your company's capital expenditures in the domestic United States in 2009?

$Bil.

Mil.

Thou.

1•17

How much of the R&D paid for by your company for each business code reported in Question 2•9 was: (1) Domestic R&D expense reported in Question 1•16 (2) Domestic R&D performed by your company reported in Question 1•11

1•21

Of the amount reported in Question 1•20 (domestic capital expenditures), how much was for R&D operations?

$Bil.

Mil.

Thou.

1•22

Of the amount reported in Question 1•22 (domestic capital expenditures for R&D), how much was for the following?

(1) Domestic R&D expense

(2) Domestic R&D performed by your company

Business Code (see page x)

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

Structures

a.

a.

Equipment

b.

b.

Capitalized software

c.

c.

All other capital expenditures for R&D operations

d.

d.

e.

Total domestic capital expenditures for R&D

(equals Question 1•21)

e.

Reporting Information

f.

1•23

Is the information in this section reported on a calendar year basis?

g.

Yes

h.

No → Enter the time period covered below:

Total

i.

(MM)

(YYYY)

(MM)

(YYYY)

Total equals Question 1•16

Total equals Question 1•11

From

To

Projected R&D for 2010

1•24

Approximately how long did it take to complete this section?

Hours

1•18

What are your company's projected 2010 costs for (1) domestic, (2) foreign, and (3) total worldwide R&D paid for by your company?

1•25

Please list the names and titles of the persons who provided data for this section.

NOTE: This question is the 2010 projection for what is reported in Question 1•9, line m.

Name

Title

(1) Domestic R&D

(2) Foreign R&D

(3) Total worldwide R&D

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

Projected R&D

costs for 2010

1•19

How much of the projected domestic R&D paid for by your company reported in Question 1•18, column 1, is for projected purchased R&D services and projected payments to collaborators?

$Bil.

Mil.

Thou.

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Sheet 7: pp_16-17

SECTION 2

R&D paid for by others

Financial Schedule 2

2•4

Of the amount reported in Question 2•2 (total R&D paid for by others in 2009), what were the costs in the following countries?

instruction space - possibly use variable printing

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

a.

Domestic U.S.

j.

Italy

United Kingdom

b.

k.

Japan

Canada

c.

l.

Russia

China

d.

m.

Singapore

France

e.

n.

South Korea

Germany

f.

o.

Sweden

2•1

What were your company's total worldwide costs (both direct and indirect) in 2009 for the following that were funded, paid for, or reimbursed by others not owned by your company?

India

g.

p.

United Kingdom

Ireland

$Bil.

Mil.

Thou.

h.

q.

All other

a.

Collaborative research and development that was reimbursed by

r.

Total (equals

business partners, such as through cost-sharing agreements

Israel

i.

Question 2•2)

b.

R&D paid for by government or private foundation grants

2•5

Copy the amount from Question 2•4, line a. This is the total domestic R&D paid for by others in 2009.

$Bil.

Mil.

Thou.

c.

Defense research and development services provided to the government

and/or government contractors

d.

Medical nonclinical research and development services provided

2•6

Add 2•4, lines b through q, and enter the result here. This is the total foreign R&D paid for by others in 2009.

$Bil.

Mil.

Thou.

to others not owned by your company

e.

Phase I - III medical clinical trial services provided to others not

owned by your company (include pass-through costs)

f.

Non-defense custom software development and/or computer systems

design for others not owned by your company

g.

Developing, producing, and testing prototypes of customers' products

prior to their introduction to the market (excluding defense-related

prototyping reported in line c)

h.

R&D your company plans to recoup through indirect charges on

U.S. federal government contracts (IR&D)

i.

All other research and development services provided to others not

owned by your company

Total

j.

2•2

Copy the amount from Question 2•1, line j. This is the total R&D paid for by others in 2009.

$Bil.

Mil.

Thou.

2•3

Was the amount entered in Question 2•2 greater than zero?

Yes → Continue with Question 2•4

No → Skip to Section 3 on page __

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Sheet 8: pp_18-19

2•7

How much of the (1) domestic, (2) foreign, and (3) total worldwide R&D paid for by others in 2009 was for each of the following types of costs?

2•10

How much of total R&D paid for by others reported in Question 2•2 was for each business code listed or amended or page X of this form?

(1) Domestic R&D

(2) Foreign R&D

(3) Total worldwide R&D

Allocate R&D that is applicable to more than one business code on a reasonable basis.

Allocation in proportion to operating revenues is acceptable unless some alternative allocation

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

basis is more appropriate.

a.

Gross annual

payroll

Business Code (see page x)

$Bil.

Mil.

Thou.

b.

Fringe benefits

c.

Stock-based

a.

compensation

b.

d.

Temporary

staffing

c.

e.

Expensed

equipment

d.

f.

Materials and

supplies

e.

g.

Lease and

f.

rental payments

h.

Depreciation &

g.

amortization

i.

Payments to

h.

collaborators

Total (equals Question 2•2)

i.

j.

Purchased R&D

services

2•11

How much of the domestic R&D performed by your company that was paid for by others reported in Question 2•9 was performed under the following types of agreements?

k.

All other

purchased

services

$Bil.

Mil.

Thou.

l.

All other

Contracts (include direct or prime contracts and subcontracts)

costs

a.

Grants, reimbursement, and all other agreements

m.

Total

b.

Total equals Question 2•5

Total equals Question 2•6

Total equals Question 2•2

Total (equals Question 2•9)

c.

2•8

Add 2•7, lines i and j for column 1 and enter the result here. This is domestic R&D performed by others that was paid for by others (e.g. subcontracted/passed-through R&D costs)

$Bil.

Mil.

Thou.

2•9

Subtract 2•8 from 2•2 and enter the result here. This is the domestic R&D performed by your company that was paid for by others.

$Bil.

Mil.

Thou.

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Sheet 9: pp_20-21

2•12

How much of the domestic R&D performed by your company that was paid for by others reported in Question 2•9 was paid for by each of the following?

2•15

Copy the amount from Question 2•12, line c. This is domestic R&D performed by others that was paid for by the U.S. federal government

$Bil.

Mil.

Thou.

If your company is a subcontractor or subgrantee, report the original source of funds.

2•16

How much of the R&D paid for by the U.S. federal government reported in Question 2•15 was paid for by the following agencies?

Example: Company Sub Inc. performs custom software development for a large defense

company as a subcontractor on a contract with the U.S. Dept. of Defense. Even though

Sub Inc. is working directly for the defense company, it reports the cost of this software

development in line x because the Dept. of Defense was the original source of funds.

$Bil.

Mil.

Thou.

Department of Defense

$Bil.

Mil.

Thou.

a.

a.

Other companies located inside the United States

Department of Energy

b.

b.

Other companies located outside the United States

National Aeronautics and Space Administration

c.

c.

U.S. federal government agencies or laboratories

National Institutes of Health

d.

d.

U.S. state government agencies or laboratories

All other

e.

e.

Foreign government agencies or laboratories

Total (equals Question 2•15)

h.

f.

All other organizations inside the United States

2•17

Subtract 2•15 from 2•9 and enter the result here. This is the domestic R&D performed by your company that was paid for by nonfederal sources.

$Bil.

Mil.

Thou.

g.

All other organizations outside the United States

h.

Total (equals Question 2•9)

2•18

How much of the following three amounts was performed in each state (including D.C.): (1) Domestic R&D paid for by the U.S. federal government reported in Question 2•15 (2) Domestic R&D paid for by nonfederal sources reported in Question 2•17 (3) Total domestic R&D performed by your company that was paid for by others reported in Question 2•9

2•13

Add 2•12, lines a and b and enter the result here. This is domestic R&D performed by others that was paid for by other companies

$Bil.

Mil.

Thou.

2•14

How much of the R&D paid for by other companies reported in Question 2•13 was paid for by the following types of companies?

(1) Federal

(2) Nonfederal

(3) Total

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

Aerospace

a.

Alabama

Computer products

b.

Alaska

Electronic products

c.

Arizona

Motor vehicles

d.

Arkansas

Petrochemicals

e.

California

Pharmaceuticals

f.

Colorado

All other companies

g.

Connecticut

Total (equals Question 2•13)

h.

Delaware

Question continues on next page

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Sheet 10: pp_22-23

2•18

(Continued)

2•18

(Continued)

(1) Federal

(2) Nonfederal

(3) Total

(1) Federal

(2) Nonfederal

(3) Total

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

$Bil.

Mil.

Thou.

District of Columbia

New York

Florida

North Carolina

Georgia

North Dakota

Hawaii

Ohio

Idaho

Oklahoma

Illinois

Oregon

Indiana

Pennsylvania

Iowa

Rhode Island

Kansas

South Carolina

Kentucky

South Dakota

Louisiana

Tennessee

Maine

Texas

Maryland

Utah

Massachusetts

Vermont

Michigan

Virginia

Minnesota

Washington

Mississippi

West Virginia

Missouri

Wisconsin

Montana

Wyoming

Nebraska

Total

Total equals Question 2•15

Total equals Question 2•17

Total equals Question 2•9

Nevada

New Hampshire

New Jersey

New Mexico

Question continues on next page

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Sheet 11: pp_24-25

Projected R&D paid for by others in 2010

2•19

What are your company's projected 2010 costs for R&D that will be paid for by others?

NOTE: This question is the 2010 projection for what is reported in Question 2•2.

$Bil.

Mil.

Thou.

Section 3 Management and Strategy of R&D

2•20

How much of the projected costs in 2010 for R&D that will be paid for by others reported in Question 2•19 will be performed by your company in the United States?

NOTE: This question is the 2010 projection for what is reported in Question 2•9.

$Bil.

Mil.

Thou.

2•21

How much of the projected costs in 2010 for domestic R&D performed by your company that will be paid for by others reported in Question 2•20 will be paid for by the U.S. federal government?

NOTE: This question is the 2010 projection for what is reported in Question 2•15.

$Bil.

Mil.

Thou.

Reporting Information

2•22

Is the information in this section reported on a calendar year basis?

Yes

No → Enter the time period covered below:

(MM)

(YYYY)

(MM)

(YYYY)

From

To

2•23

Approximately how long did it take to complete this section?

Hours

2•24

Please list the names and titles of the persons who provided data for this section.

Name

Title

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Sheet 12: BusinessCodes

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Sheet 13: blank