|
|
Form |
Estimated |
Reports |
Total Annual |
Est'd # of |
Est. Total |
Wage |
Total |
| Sec. |
Title |
Number |
Number of |
Filed |
Responses |
Man-hours |
Man-hours |
Class |
Cost |
|
|
(if any) |
Respondents |
Annually |
(D) x (E) |
per response |
(F) x (G) |
|
(H) x (I) |
| (A) |
(B) |
(C) |
(D) |
(E) |
(F) |
(G) |
(H) |
(I) |
(J) |
| 5001.4 |
Oversight and monitoring |
|
|
|
|
|
|
|
|
| (b)(3) |
Notifications |
|
314 |
1 |
314 |
1.08 |
339 |
60 |
$20,340 |
| (b)(4) |
Annual report if lender receives final loss report |
|
104 |
1 |
104 |
0.16 |
17 |
60 |
$1,020 |
|
|
|
|
|
|
|
|
|
|
| 5001.6 |
Project eligibility |
|
|
|
|
|
|
|
|
| (c)(2) |
Notice to unserved |
|
5 |
1 |
5 |
1 |
5 |
60 |
$300 |
|
|
|
|
|
|
|
|
|
|
| 5001.11 |
Guarantee Application Process |
|
|
|
|
|
|
|
|
| (a)(1) |
Preapplications |
|
237 |
1 |
237 |
3 |
711 |
60 |
$42,660 |
|
|
|
|
|
|
|
|
|
|
| 5001.15 |
|
|
|
|
|
|
|
|
|
| (d) |
Any change to loan origination or servicing policies and procedures |
|
121 |
1 |
121 |
0.5 |
61 |
60 |
$3,660 |
| (d) |
Notify Agency and receive approval for any change that is inconsistent with this part |
|
12 |
1 |
12 |
0.5 |
6 |
60 |
$360 |
|
|
|
|
|
|
|
|
|
|
| 5001.16 |
Lender responsibilities - origination |
|
|
|
|
|
|
|
|
| (a)(2) |
Loan classification notifications |
|
1158 |
1 |
1158 |
1 |
1158 |
60 |
$69,480 |
|
|
|
|
|
|
|
|
|
|
| 5001.17 |
Lender responsibilities - servicing |
|
|
|
|
|
|
|
|
| (d) |
Financial reports |
|
1158 |
1 |
1158 |
0.08 |
93 |
60 |
$5,558 |
| (e) |
Collateral inspection and release |
|
124 |
1 |
124 |
1 |
124 |
60 |
$7,440 |
| (f) |
Transfers and assumptions |
|
77 |
1 |
77 |
2 |
154 |
60 |
$9,240 |
| (g) |
Mergers |
|
3 |
1 |
3 |
0.25 |
1 |
60 |
$60 |
| (h) |
Subordination of lien position |
|
242 |
1 |
242 |
2 |
484 |
60 |
$45 |
| (i) |
Repurchases |
|
168 |
1 |
168 |
1 |
168 |
60 |
$10,080 |
| (j) |
Additional expenditures |
|
57 |
1 |
57 |
1 |
57 |
60 |
$3,420 |
| (m) |
Protective advances |
|
303 |
1 |
303 |
1 |
303 |
60 |
$18,180 |
| (n) |
Liquidation |
|
150 |
1 |
150 |
4 |
600 |
60 |
$36,000 |
| (o) |
Litigation |
|
149 |
4 |
596 |
1 |
596 |
60 |
$35,760 |
| (p) |
Loss calculations and payments |
|
104 |
1 |
104 |
2 |
208 |
60 |
$12,480 |
|
|
|
|
|
|
|
|
|
|
| 5001.31 |
Guaranteed loan requirements |
|
|
|
|
|
|
|
|
| (b)(1) |
Interest rate changes |
|
66 |
1 |
66 |
1 |
66 |
60 |
$3,960 |
| (b)(3) |
Agency concurrence for increase in interest rates |
|
10 |
1 |
10 |
0.5 |
5 |
60 |
$300 |
|
|
|
|
|
|
|
|
|
|
| 5001.34 |
Issuance of the Guarantee |
|
|
|
|
|
|
|
|
| (e) |
Replacement of LNG or Assignment Guarantee Agreement |
|
7 |
1 |
7 |
4 |
28 |
60 |
$1,680 |
|
|
|
|
|
|
|
|
|
|
| 5001.35 |
Alterations to loan instruments |
|
7 |
1 |
7 |
1 |
7 |
60 |
$420 |
|
|
|
|
|
|
|
|
|
|
| 5001.36 |
Reorganizations |
|
57 |
1 |
57 |
3 |
171 |
60 |
$10,260 |
|
|
|
|
|
|
|
|
|
|
| 5001.38 |
Termination of loan note guarantee |
|
|
|
|
|
|
|
|
| (c) |
Lender request to Agency to terminate guarantee |
|
7 |
1 |
7 |
1 |
7 |
60 |
$420 |
|
|
|
|
|
|
|
|
|
|
| 5001.101 |
Community Facilities |
|
|
|
|
|
|
|
|
| (a)(1)(iv) |
Agency approval of hydroelectric facility |
|
1 |
1 |
1 |
1 |
1 |
60 |
$60 |
| (a)(6)(i) |
Certificate of local support |
|
135 |
4 |
540 |
2 |
1080 |
60 |
$64,800 |
| 5001.101(d)(2) through (d)(4) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
135 |
1 |
135 |
0.33 |
45 |
60 |
$2,700 |
| 5001.101(g) |
Additional application requirements - Annual financial reports that conform to 7 CFR 3052. |
|
45 |
1 |
45 |
0.16 |
7 |
60 |
$420 |
|
|
|
|
|
|
|
|
|
|
| 5001.102 |
Water and Waste Disposal Facilities |
|
|
|
|
|
|
|
|
| (a)(3) |
Certificate of local support |
|
15 |
4 |
60 |
1 |
60 |
60 |
$3,600 |
| 5001.102(e)(3) through (e)(5) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
15 |
1 |
15 |
0.33 |
5 |
60 |
$300 |
|
|
|
|
|
|
|
|
|
|
| 5001.103 |
Business and Industry |
|
|
|
|
|
|
|
|
| (b)(2)(vi) |
Agency approval of agricultural production |
|
2 |
1 |
2 |
1 |
2 |
60 |
$120 |
| 5001.103(e) |
Additional Borrower Requirement - Appropriate agreement |
|
12 |
1 |
12 |
2 |
24 |
60 |
$1,440 |
|
|
|
|
|
|
|
|
|
|
| 5001.104 |
Rural Energy for America |
|
|
|
|
|
|
|
|
| (f) |
Post construction requirements annual report |
|
100 |
1 |
100 |
5 |
500 |
60 |
$30,000 |
|
|
|
|
|
|
|
|
|
|
|
Subtotal |
|
5100 |
|
5997 |
|
7093 |
|
$425,565 |
|
|
|
|
|
|
|
|
|
|
| REPORTING REQUIREMENTS - FORMS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.4 |
Reports |
|
|
|
|
|
|
|
|
| (b)(1) |
Guaranteed Loan Borrower Status - loan status |
5001-8 |
4206 |
2 |
8412 |
1 |
8412 |
60 |
$504,720 |
| (b)(2) |
Guaranteed Loan Borrower Status - default |
5001-8 |
365 |
6 |
2190 |
2 |
4380 |
60 |
$262,800 |
| 5001.9 |
Lender's Application |
|
|
|
|
|
|
|
|
| (b)(1) |
Regulated/supervised lenders - without existing portfolio |
5001-1 |
111 |
1 |
111 |
12.5 |
1388 |
60 |
$83,250 |
| (b)(2) |
Regulated/supervised lenders - with existing portfolio |
5001-1 |
445 |
1 |
445 |
2 |
890 |
60 |
$53,400 |
| (c) |
Non-regulated/supervised lenders |
5001-1 |
50 |
1 |
50 |
13 |
650 |
125 |
$81,250 |
| (d) |
Application for preferred lender status |
5001-1 |
90 |
1 |
90 |
4 |
360 |
60 |
$21,600 |
| 5001.12 |
Application for Loan Guarantee |
|
|
|
|
|
|
|
|
| (a) |
Approved lender applications |
5001-3 |
1,078 |
|
1,078 |
16 |
17248 |
60 |
$1,034,880 |
| (b) |
Preferred lender applications |
5001-3 |
80 |
1 |
80 |
8 |
640 |
60 |
$38,400 |
| -- |
Certificate of Non-relocation and Market and Capacity Information Report |
5001-49 |
150 |
1 |
150 |
2 |
300 |
60 |
$18,000 |
| 5001.16(d)(2) |
Unconditional Guarantee |
5001-14 |
164 |
1 |
164 |
1 |
164 |
60 |
$9,840 |
| 5001.17(i) |
Lender's Guaranteed Loan Payment to USDA |
5001-19 |
141 |
1 |
141 |
1 |
141 |
60 |
$8,460 |
| 5001.17(n), (o) |
Guaranteed Loan Report of Loss |
5001-10 |
92 |
1 |
92 |
25 |
2300 |
60 |
$138,000 |
| 5001.32 |
Conditional Commitment |
5001-4 |
1,024 |
1 |
1,024 |
2 |
2048 |
60 |
$122,880 |
| 5001.30(b) |
Lender's Agreement |
5001-2 |
604 |
1 |
604 |
2 |
1208 |
60 |
$72,480 |
| 5001.34(b) |
Assignment Guarantee Agreement |
5001-6 |
764 |
1 |
764 |
2 |
1528 |
60 |
$91,680 |
|
|
|
|
|
|
|
|
|
|
|
Subtotal |
|
9364 |
|
15395 |
|
41657 |
|
$2,541,640 |
|
|
|
|
|
|
|
|
|
|
|
Grand Total |
|
14464 |
|
21392 |
|
48750 |
|
$2,967,205 |
|
|
Form |
Estimated |
Reports |
Total Annual |
Est'd # of |
Est. Total |
Wage |
Total |
| Sec. |
Title |
Number |
Number of |
Filed |
Responses |
Man-hours |
Man-hours |
Class |
Cost |
|
|
(if any) |
Respondents |
Annually |
(D) x (E) |
per response |
(F) x (G) |
|
(H) x (I) |
| (A) |
(B) |
(C) |
(D) |
(E) |
(F) |
(G) |
(H) |
(I) |
(J) |
| 5001.4 |
Oversight and monitoring |
|
|
|
|
|
|
|
|
| (b)(3) |
Notifications |
|
3 |
1 |
3 |
1.08 |
3.24 |
60 |
194.4 |
| (b)(4) |
Annual report if lender receives final loss report |
|
2 |
1 |
2 |
0.16 |
0.32 |
60 |
19.2 |
|
|
|
|
|
|
|
|
|
|
| 5001.6 |
Project eligibility |
|
|
|
|
|
|
|
|
| (c )(2) |
Notice to unserved |
|
|
|
0 |
|
0 |
|
0 |
|
|
|
|
|
|
|
|
|
|
| 5001.11 |
Guarantee Application Process |
|
|
|
|
|
|
|
|
| (a)(1) |
Preapplications |
|
125 |
1 |
125 |
3 |
375 |
60 |
22500 |
|
|
|
|
|
|
|
|
|
|
| 5001.15 |
|
|
|
|
|
|
|
|
|
| (d) |
Any change to loan origination or servicing policies and procedures |
|
included in rollup |
|
|
|
|
|
|
| (d) |
Notify Agency and receive approval for any change that is inconsistent with this part |
|
included in rollup |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.16 |
Lender responsibilities - origination |
|
|
|
|
|
|
|
|
| (a)(2) |
Loan classification notifications |
|
135 |
1 |
135 |
0.08 |
10.8 |
60 |
648 |
|
|
|
|
|
|
|
|
|
|
| 5001.17 |
Lender responsibilities - servicing |
|
|
|
|
|
|
|
|
| (d) |
Financial reports |
|
135 |
1 |
135 |
0.08 |
10.8 |
60 |
648 |
| (e) |
Collateral inspection and release |
|
3 |
1 |
3 |
1 |
3 |
60 |
180 |
| (f) |
Transfers and assumptions |
|
2 |
1 |
2 |
2 |
4 |
60 |
240 |
| (g) |
Mergers |
|
0 |
1 |
0 |
0.25 |
0 |
60 |
0 |
| (h) |
Subordination of lien position |
|
2 |
1 |
2 |
2 |
4 |
60 |
240 |
| (i) |
Repurchases |
|
5 |
1 |
5 |
1 |
5 |
60 |
300 |
| (j) |
Additional expenditures |
|
2 |
1 |
2 |
1 |
2 |
60 |
120 |
| (m) |
Protective advances |
|
2 |
1 |
2 |
1 |
2 |
60 |
120 |
| (n) |
Liquidation |
|
5 |
1 |
5 |
4 |
20 |
60 |
1200 |
| (o) |
Litigation |
|
5 |
4 |
20 |
1 |
20 |
60 |
1200 |
| (p) |
Loss calculations and payments |
|
2 |
1 |
2 |
0.2 |
0.4 |
cheryl.thompson:
changed from $60
60 |
24 |
|
|
|
|
|
|
|
|
|
|
| 5001.31 |
Guaranteed loan requirements |
|
|
|
|
|
|
|
|
| (b)(1) |
Interest rate changes |
|
5 |
1 |
5 |
1 |
5 |
60 |
300 |
| (b)(3) |
Agency concurrence for increase in interest rates |
|
3 |
1 |
3 |
0.5 |
1.5 |
60 |
90 |
|
|
|
|
|
|
|
|
|
|
| 5001.34 |
Issuance of the Guarantee |
|
|
|
|
|
|
|
|
| (d) |
Replacement of LNG or Assignment Guarantee Agreement |
|
1 |
1 |
1 |
4 |
4 |
60 |
240 |
|
|
|
|
|
|
|
|
|
|
| 5001.35 |
Alterations to loan instruments |
|
1 |
1 |
1 |
1 |
1 |
60 |
60 |
|
|
|
|
|
|
|
|
|
|
| 5001.36 |
Reorganizations |
|
10 |
1 |
10 |
3 |
30 |
60 |
1800 |
|
|
|
|
|
|
|
|
|
|
| 5001.38 |
Termination of loan note guarantee |
|
|
|
|
|
|
|
|
| (c) |
Lender request to Agency to terminate guarantee |
|
1 |
1 |
1 |
1 |
1 |
60 |
60 |
|
|
|
|
|
|
|
|
|
|
| 5001.101 |
Community Facilities |
|
|
|
|
|
|
|
|
| (a)(1)(iv) |
Agency approval of hydroelectric facility |
|
1 |
1 |
1 |
1 |
1 |
60 |
60 |
| (a)(6)(i) |
Certificate of local support |
|
135 |
4 |
540 |
1 |
540 |
60 |
32400 |
| 5001.101(d)(2) through (d)(4) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
135 |
1 |
135 |
0.33 |
cheryl.thompson:
Changed from 44.55
45 |
60 |
2700 |
| 5001.101(g) |
Additional application requirements - Annual financial reports that conform to 7 CFR 3052. |
|
45 |
1 |
45 |
0.16 |
7.2 |
60 |
432 |
|
|
|
|
|
|
|
|
|
|
| 5001.102 |
Water and Waste Disposal Facilities |
|
|
|
|
|
|
|
|
| (a)(3) |
Certificate of local support |
na |
na |
na |
na |
na |
na |
na |
na |
| 5001.102(e)(3) through (e)(5) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.103 |
Business and Industry |
|
|
|
|
|
|
|
|
| (b)(2)(vi) |
Agency approval of agricultural production |
na |
na |
na |
na |
na |
na |
na |
na |
| (e) |
Additional Borrower Requirement - Appropriate agreement |
na |
na |
na |
na |
na |
na |
na |
na |
|
|
|
|
|
|
|
|
|
|
| 5001.104 |
Rural Energy for America |
|
|
|
|
|
|
|
|
| (f) |
Post construction requirements annual report |
na |
na |
na |
na |
na |
na |
na |
na |
|
|
|
|
|
|
|
|
|
|
|
Subtotal |
|
|
|
|
|
|
|
$65,776 |
|
|
|
|
|
|
|
|
|
|
| REPORTING REQUIREMENTS - FORMS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.4 |
Reports |
|
|
|
|
|
|
|
|
| (b)(1) |
Guaranteed Loan Borrower Status - loan status |
5001-8 |
500 |
2 |
1000 |
1 |
1000 |
60 |
$60,000 |
| (b)(2) |
Guaranteed Loan Borrower Status - default |
5001-8 |
50 |
6 |
300 |
2 |
600 |
60 |
$36,000 |
| 5001.9 |
Lender's Application |
|
|
|
|
|
|
|
|
| (a) |
Regulated/supervised lenders - with existing portfolio |
5001-1 |
included in rollup |
|
|
|
|
|
|
| (a) |
Regulated/supervised lenders - without existing portfolio |
5001-1 |
included in rollup |
|
|
|
|
|
|
| (b) |
Non-regulated/supervised lenders |
5001-1 |
included in rollup |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.12 |
Application for Loan Guarantee |
|
|
|
|
|
|
|
|
| (a) |
Approved lender applications |
5001-3 |
135 |
1 |
135 |
20 |
2700 |
60 |
$162,000 |
| (b) |
Preferred lender applications |
5001-3 |
|
1 |
0 |
10 |
0 |
60 |
$0 |
| -- |
Certificate of Non-relocation and Market and Capacity Information Report |
5001-49 |
na |
|
|
|
|
|
$0 |
| 5001.16(d)(1) |
Unconditional Guarantee |
5001-14 |
2 |
1 |
2 |
0.5 |
1 |
60 |
$60 |
| 5001.17(g) |
Lender's Guaranteed Loan Payment to USDA |
5001-19 |
2 |
1 |
2 |
1 |
2 |
60 |
$120 |
| 5001.17(l), (m) |
Guaranteed Loan Report of Loss |
5001-10 |
3 |
1 |
3 |
25 |
75 |
60 |
$4,500 |
| 5001.32 |
Conditional Commitment |
5001-4 |
90 |
1 |
90 |
2 |
180 |
60 |
$10,800 |
| 5001.30(b) |
Lender's Agreement |
5001-2 |
90 |
1 |
90 |
2 |
180 |
60 |
$10,800 |
| 5001.34(b) |
Assignment Guarantee Agreement |
5001-6 |
9 |
1 |
9 |
2 |
18 |
60 |
$1,080 |
|
|
|
|
|
|
|
|
|
|
|
subtotal |
|
|
|
|
|
|
|
$285,360 |
|
|
Form |
Estimated |
Reports |
Total Annual |
Est'd # of |
Est. Total |
Wage |
Total |
| Sec. |
Title |
Number |
Number of |
Filed |
Responses |
Man-hours |
Man-hours |
Class |
Cost |
|
|
(if any) |
Respondents |
Annually |
(D) x (E) |
per response |
(F) x (G) |
|
(H) x (I) |
| (A) |
(B) |
(C) |
(D) |
(E) |
(F) |
(G) |
(H) |
(I) |
(J) |
| 5001.4 |
Oversight and monitoring |
|
|
|
|
|
|
|
|
| (b)(3) |
Notifications |
|
1 |
1 |
1 |
1.08 |
1.08 |
60 |
64.8 |
| (b)(4) |
Annual report if lender receives final loss report |
|
0 |
1 |
0 |
0.16 |
0 |
60 |
0 |
| 5001.6 |
Project eligibility |
|
|
|
|
|
|
|
|
| (c)(2) |
Notice to unserved |
|
5 |
1 |
5 |
1 |
5 |
60 |
300 |
|
|
|
|
|
|
|
|
|
|
| 5001.11 |
Guarantee Application Process |
|
|
|
|
|
|
|
|
| (a)(1) |
Preapplications |
|
12 |
1 |
12 |
3 |
36 |
60 |
2160 |
|
|
|
|
|
|
|
|
|
|
| 5001.15 |
|
|
|
|
|
|
|
|
|
| (d) |
Any change to loan origination or servicing policies and procedures |
|
included in rollup |
|
|
|
|
|
|
| (d) |
Notify Agency and receive approval for any change that is inconsistent with this part |
|
included in rollup |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.16 |
Lender responsibilities - origination |
|
|
|
|
|
|
|
|
| (a)(2) |
Loan classification notifications |
|
15 |
1 |
15 |
0.08 |
1.2 |
60 |
72 |
|
|
|
|
|
|
|
|
|
|
| 5001.17 |
Lender responsibilities - servicing |
|
|
|
|
|
|
|
|
| (d) |
Financial reports |
|
15 |
1 |
15 |
0.08 |
1.2 |
60 |
72 |
| (e) |
Collateral inspection and release |
|
1 |
1 |
1 |
1 |
1 |
60 |
60 |
| (f) |
Transfers and assumptions |
|
1 |
1 |
1 |
2 |
2 |
60 |
120 |
| (g) |
Mergers |
|
0 |
1 |
0 |
0.25 |
0 |
60 |
0 |
| (h) |
Subordination of lien position |
|
|
|
0 |
|
0 |
60 |
0 |
| (i) |
Repurchases |
|
1 |
1 |
1 |
1 |
1 |
60 |
60 |
| (j) |
Additional expenditures |
|
|
|
0 |
|
0 |
60 |
0 |
| (m) |
Protective advances |
|
1 |
1 |
1 |
1 |
1 |
60 |
60 |
| (n) |
Liquidation |
|
|
|
0 |
|
0 |
60 |
0 |
| (o) |
Litigation |
|
|
|
0 |
|
0 |
60 |
0 |
| (p) |
Loss calculations and payments |
|
|
|
0 |
|
0 |
61 |
0 |
|
|
|
|
|
|
|
|
|
|
| 5001.31 |
Guaranteed loan requirements |
|
|
|
|
|
|
|
|
| (b)(1) |
Interest rate changes |
|
|
|
0 |
|
0 |
60 |
0 |
| (b)(3) |
Agency concurrence for increase in interest rates |
|
2 |
1 |
2 |
0.5 |
1 |
60 |
60 |
|
|
|
|
|
|
|
|
|
|
| 5001.34 |
Issuance of the Guarantee |
|
|
|
|
|
|
|
|
| (d) |
Replacement of LNG or Assignment Guarantee Agreement |
|
|
|
0 |
|
0 |
60 |
0 |
|
|
|
|
|
|
|
|
|
|
| 5001.35 |
Alterations to loan instruments |
|
|
|
0 |
|
0 |
60 |
0 |
|
|
|
|
|
|
|
|
|
|
| 5001.36 |
Reorganizations |
|
2 |
1 |
2 |
3 |
6 |
60 |
360 |
|
|
|
|
|
|
|
|
|
|
| 5001.38 |
Termination of loan note guarantee |
|
|
|
|
|
|
|
|
| (c) |
Lender request to Agency to terminate guarantee |
|
|
|
0 |
|
0 |
60 |
0 |
|
|
|
|
|
|
|
|
|
|
| 5001.101 |
Community Facilities |
|
|
|
|
|
|
|
|
| (a)(1)(iv) |
Agency approval of hydroelectric facility |
na |
na |
na |
na |
na |
na |
na |
na |
| (a)(6)(i) |
Certificate of local support |
na |
na |
na |
na |
na |
na |
na |
na |
| 5001.101(d)(2) through (d)(4) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
|
|
|
|
|
|
|
| 5001.101(g) |
Additional application requirements - Annual financial reports that conform to 7 CFR 3052. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.102 |
Water and Waste Disposal Facilities |
|
|
|
|
|
|
|
|
| (a)(3) |
Certificate of local support |
|
15 |
4 |
60 |
1 |
60 |
60 |
3600 |
| 5001.102(e)(3) through (e)(5) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
15 |
1 |
15 |
0.33 |
4.95 |
60 |
297 |
|
|
|
|
|
|
|
|
|
|
| 5001.103 |
Business and Industry |
|
|
|
|
|
|
|
|
| (b)(2)(vi) |
Agency approval of agricultural production |
na |
na |
na |
na |
na |
na |
na |
na |
| (e) |
Additional Borrower Requirement - Appropriate agreement |
na |
na |
na |
na |
na |
na |
na |
|
|
|
|
|
|
|
|
|
|
na |
| 5001.104 |
Rural Energy for America |
|
|
|
|
|
|
|
|
| (f) |
Post construction requirements annual report |
na |
na |
na |
na |
na |
na |
na |
na |
|
|
|
|
|
|
|
|
|
|
|
Subtotal |
|
|
|
|
|
|
|
$7,286 |
|
|
|
|
|
|
|
|
|
|
| REPORTING REQUIREMENTS - FORMS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.4 |
Reports |
|
|
|
|
|
|
|
|
| (b)(1) |
Guaranteed Loan Borrower Status - loan status |
5001-8 |
50 |
2 |
100 |
1 |
100 |
60 |
$6,000 |
| (b)(2) |
Guaranteed Loan Borrower Status - default |
5001-8 |
5 |
6 |
30 |
2 |
60 |
60 |
$3,600 |
| 5001.9 |
Lender's Application |
|
|
|
|
|
|
|
|
| (a) |
Regulated/supervised lenders - with existing portfolio |
5001-1 |
included in rollup |
|
|
|
|
|
|
| (a) |
Regulated/supervised lenders - without existing portfolio |
5001-1 |
included in rollup |
|
|
|
|
|
|
| (b) |
Non-regulated/supervised lenders |
5001-1 |
included in rollup |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.12 |
Application for Loan Guarantee |
|
|
|
|
|
|
|
|
| (a) |
Approved lender applications |
5001-3 |
15 |
1 |
15 |
20 |
300 |
60 |
$18,000 |
| (b) |
Preferred lender applications |
5001-3 |
|
1 |
0 |
10 |
0 |
60 |
$0 |
| -- |
Certificate of Non-relocation and Market and Capacity Information Report |
5001-49 |
na |
|
|
|
|
|
$0 |
| 5001.16(d)(1) |
Unconditional Guarantee |
5001-14 |
1 |
1 |
1 |
0.5 |
0.5 |
60 |
$30 |
| 5001.17(g) |
Lender's Guaranteed Loan Payment to USDA |
5001-19 |
1 |
1 |
1 |
1 |
1 |
60 |
$60 |
| 5001.17(l), (m) |
Guaranteed Loan Report of Loss |
5001-10 |
1 |
1 |
1 |
25 |
25 |
60 |
$1,500 |
| 5001.32 |
Conditional Commitment |
5001-4 |
10 |
1 |
10 |
2 |
20 |
60 |
$1,200 |
| 5001.30(b) |
Lender's Agreement |
5001-2 |
10 |
1 |
10 |
2 |
20 |
60 |
$1,200 |
| 5001.34(b) |
Assignment Guarantee Agreement |
5001-6 |
1 |
1 |
1 |
2 |
2 |
60 |
$120 |
|
|
|
|
|
|
|
|
|
|
|
subtotal |
|
|
|
|
|
|
|
$31,710 |
|
|
Form |
Estimated |
Reports |
Total Annual |
Est'd # of |
Est. Total |
Wage |
Total |
| Sec. |
Title |
Number |
Number of |
Filed |
Responses |
Man-hours |
Man-hours |
Class |
Cost |
|
|
(if any) |
Respondents |
Annually |
(D) x (E) |
per response |
(F) x (G) |
|
(H) x (I) |
| (A) |
(B) |
(C) |
(D) |
(E) |
(F) |
(G) |
(H) |
(I) |
(J) |
| 5001.4 |
Oversight and monitoring |
|
|
|
|
|
|
|
|
| (b)(3) |
Notifications |
|
300 |
1 |
300 |
1.08 |
324 |
60 |
$19,440 |
| (b)(4) |
Annual report if lender receives final loss report |
|
100 |
1 |
100 |
0.16 |
16 |
60 |
960 |
|
|
|
|
|
|
|
|
|
|
| 5001.6 |
Project eligibility |
|
|
|
|
|
|
|
|
| (c)(2) |
Notice to unserved |
|
|
|
0 |
|
0 |
|
$0 |
|
|
|
|
|
|
|
|
|
|
| 5001.11 |
Guarantee Application Process |
|
|
|
|
|
|
|
|
| (a)(1) |
Preapplications |
|
100 |
1 |
100 |
3 |
300 |
60 |
$18,000 |
|
|
|
|
|
|
|
|
|
|
| 5001.15 |
|
|
|
|
|
|
|
|
|
| (d) |
Any change to loan origination or servicing policies and procedures |
|
included in rollup |
|
|
|
|
|
|
| (d) |
Notify Agency and receive approval for any change that is inconsistent with this part |
|
included in rollup |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.16 |
Lender responsibilities - origination |
|
|
|
|
|
|
|
|
| (a)(2) |
Loan classification notifications |
|
800 |
1 |
800 |
0.08 |
64 |
60 |
$3,840 |
|
|
|
|
|
|
|
|
|
|
| 5001.17 |
Lender responsibilities - servicing |
|
|
|
|
|
|
|
|
| (d) |
Financial reports |
|
800 |
1 |
800 |
0.08 |
64 |
60 |
$3,840 |
| (e) |
Collateral inspection and release |
|
100 |
1 |
100 |
1 |
100 |
60 |
$6,000 |
| (f) |
Transfers and assumptions |
|
70 |
1 |
70 |
2 |
140 |
60 |
$8,400 |
| (g) |
Mergers |
|
3 |
1 |
3 |
0.25 |
0.75 |
60 |
$45 |
| (h) |
Subordination of lien position |
|
200 |
1 |
200 |
2 |
400 |
60 |
$24,000 |
| (i) |
Repurchases |
|
150 |
1 |
150 |
1 |
150 |
60 |
$9,000 |
| (j) |
Additional expenditures |
|
50 |
1 |
50 |
1 |
50 |
60 |
$3,000 |
| (m) |
Protective advances |
|
250 |
1 |
250 |
1 |
250 |
60 |
$15,000 |
| (n) |
Liquidation |
|
120 |
1 |
120 |
4 |
480 |
60 |
$28,800 |
| (o) |
Litigation |
|
120 |
4 |
480 |
1 |
480 |
60 |
$28,800 |
| (p) |
Loss calculations and payments |
|
100 |
1 |
100 |
0.2 |
20 |
60 |
$1,200 |
|
|
|
|
|
|
|
|
|
|
| 5001.31 |
Guaranteed loan requirements |
|
|
|
|
|
|
|
|
| (b)(1) |
Interest rate changes |
|
50 |
1 |
50 |
1 |
50 |
60 |
$3,000 |
| (b)(3) |
Agency concurrence for increase in interest rates |
|
5 |
1 |
5 |
0.5 |
2.5 |
60 |
$150 |
|
|
|
|
|
|
|
|
|
|
| 5001.34 |
Issuance of the Guarantee |
|
|
|
|
|
|
|
|
| (d) |
Replacement of LNG or Assignment Guarantee Agreement |
|
4 |
1 |
4 |
4 |
16 |
60 |
$960 |
|
|
|
|
|
|
|
|
|
|
| 5001.35 |
Alterations to loan instruments |
|
4 |
1 |
4 |
1 |
4 |
60 |
$240 |
|
|
|
|
|
|
|
|
|
|
| 5001.36 |
Reorganizations |
|
30 |
1 |
30 |
3 |
90 |
60 |
$5,400 |
|
|
|
|
|
|
|
|
|
|
| 5001.38 |
Termination of loan note guarantee |
|
|
|
|
|
|
|
|
| (c) |
Lender request to Agency to terminate guarantee |
|
4 |
1 |
4 |
1 |
4 |
60 |
$240 |
|
|
|
|
|
|
|
|
|
|
| 5001.101 |
Community Facilities |
|
|
|
|
|
|
|
|
| (a)(1)(iv) |
Agency approval of hydroelectric facility |
na |
na |
na |
na |
na |
na |
na |
na |
| (a)(6)(i) |
Certificate of local support |
na |
na |
na |
na |
na |
na |
na |
na |
| 5001.101(d)(2) through (d)(4) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
|
|
|
|
|
|
|
| 5001.101(g) |
Additional application requirements - Annual financial reports that conform to 7 CFR 3052. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.102 |
Water and Waste Disposal Facilities |
|
|
|
|
|
|
|
|
| (a)(3) |
Certificate of local support |
na |
na |
na |
na |
na |
na |
na |
na |
| 5001.102(e)(3) through (e)(5) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.103 |
Business and Industry |
|
|
|
|
|
|
|
|
| (b)(2)(vi) |
Agency approval of agricultural production |
|
2 |
1 |
2 |
1 |
2 |
60 |
$120 |
| (e) |
Additional Borrower Requirement - Appropriate agreement |
|
12 |
1 |
12 |
1 |
12 |
60 |
$720 |
|
|
|
|
|
|
|
|
|
|
| 5001.104 |
Rural Energy for America |
|
|
|
|
|
|
|
|
| (f) |
Post construction requirements annual report |
na |
na |
na |
na |
na |
na |
na |
na |
|
|
|
|
|
|
|
|
|
|
|
Subtotal |
|
|
|
|
|
|
|
$181,155 |
|
|
|
|
|
|
|
|
|
|
| REPORTING REQUIREMENTS - FORMS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.4 |
Reports |
|
|
|
|
|
|
|
|
| (b)(1) |
Guaranteed Loan Borrower Status - loan status |
5001-8 |
3450 |
2 |
6900 |
1 |
6900 |
60 |
$414,000 |
| (b)(2) |
Guaranteed Loan Borrower Status - default |
5001-8 |
300 |
6 |
1800 |
2 |
3600 |
60 |
$216,000 |
| 5001.9 |
Lender's Application |
|
|
|
|
|
|
|
|
| (a) |
Regulated/supervised lenders - with existing portfolio |
5001-1 |
included in rollup |
|
|
|
|
|
|
| (a) |
Regulated/supervised lenders - without existing portfolio |
5001-1 |
included in rollup |
|
|
|
|
|
|
| (b) |
Non-regulated/supervised lenders |
5001-1 |
included in rollup |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.12 |
Application for Loan Guarantee |
|
|
|
|
|
|
|
|
| (a) |
Approved lender applications |
5001-3 |
720 |
1 |
720 |
20 |
14400 |
60 |
$864,000 |
| (b) |
Preferred lender applications |
5001-3 |
80 |
1 |
80 |
10 |
800 |
60 |
$48,000 |
| -- |
Certificate of Non-relocation and Market and Capacity Information Report |
5001-49 |
150 |
on occasion |
150 |
2 |
300 |
60 |
$18,000 |
| 5001.16(d)(1) |
Unconditional Guarantee |
5001-14 |
142 |
1 |
142 |
0.5 |
71 |
60 |
$4,260 |
| 5001.17(g) |
Lender's Guaranteed Loan Payment to USDA |
5001-19 |
130 |
1 |
130 |
1 |
130 |
60 |
$7,800 |
| 5001.17(l), (m) |
Guaranteed Loan Report of Loss |
5001-10 |
80 |
1 |
80 |
25 |
2000 |
60 |
$120,000 |
| 5001.32 |
Conditional Commitment |
5001-4 |
770 |
on occasion |
770 |
2 |
1540 |
60 |
$92,400 |
| 5001.30(b) |
Lender's Agreement |
5001-2 |
350 |
on occasion |
350 |
2 |
700 |
60 |
$42,000 |
| 5001.34(b) |
Assignment Guarantee Agreement |
5001-6 |
600 |
on occasion |
600 |
2 |
1200 |
60 |
$72,000 |
|
|
|
|
|
|
|
|
|
|
|
subtotal |
|
|
|
|
|
|
|
$1,898,460 |
|
|
Form |
Estimated |
Reports |
Total Annual |
Est'd # of |
Est. Total |
Wage |
Total |
| Sec. |
Title |
Number |
Number of |
Filed |
Responses |
Man-hours |
Man-hours |
Class |
Cost |
|
|
(if any) |
Respondents |
Annually |
(D) x (E) |
per response |
(F) x (G) |
|
(H) x (I) |
| (A) |
(B) |
(C) |
(D) |
(E) |
(F) |
(G) |
(H) |
(I) |
(J) |
| 5001.4 |
Oversight and monitoring |
|
|
|
|
|
|
|
|
| (b)(3) |
Notifications |
|
10 |
1 |
10 |
1.08 |
10.8 |
60 |
$648 |
| (b)(4) |
Annual report if lender receives final loss report |
|
2 |
1 |
2 |
0.16 |
0.32 |
60 |
$19 |
|
|
|
|
|
|
|
|
|
|
| 5001.6 |
Project eligibility |
|
|
|
|
|
|
|
|
| (c)(2) |
Notice to unserved |
|
|
|
0 |
|
0 |
|
$0 |
|
|
|
|
|
|
|
|
|
|
| 5001.11 |
Guarantee Application Process |
|
|
|
|
|
|
|
|
| (a)(1) |
Preapplications |
|
|
|
0 |
|
0 |
60 |
$0 |
|
|
|
|
|
|
|
|
|
|
| 5001.15 |
|
|
|
|
|
|
|
|
|
| (d) |
Any change to loan origination or servicing policies and procedures |
|
included in rollup |
|
|
|
|
|
|
| (d) |
Notify Agency and receive approval for any change that is inconsistent with this part |
|
included in rollup |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.16 |
Lender responsibilities - origination |
|
|
|
|
|
|
|
|
| (a)(2) |
Loan classification notifications |
|
208 |
1 |
208 |
0.08 |
16.64 |
60 |
$998 |
|
|
|
|
|
|
|
|
|
|
| 5001.17 |
Lender responsibilities - servicing |
|
|
|
|
|
|
|
|
| (d) |
Financial reports |
|
208 |
1 |
208 |
0.08 |
16.64 |
60 |
$998 |
| (e) |
Collateral inspection and release |
|
20 |
1 |
20 |
1 |
20 |
60 |
$1,200 |
| (f) |
Transfers and assumptions |
|
4 |
1 |
4 |
2 |
8 |
60 |
$480 |
| (g) |
Mergers |
|
0 |
1 |
0 |
0.25 |
0 |
60 |
$0 |
| (h) |
Subordination of lien position |
|
40 |
1 |
40 |
2 |
80 |
60 |
$4,800 |
| (i) |
Repurchases |
|
12 |
1 |
12 |
1 |
12 |
60 |
$720 |
| (j) |
Additional expenditures |
|
5 |
1 |
5 |
1 |
5 |
60 |
$300 |
| (m) |
Protective advances |
|
50 |
1 |
50 |
1 |
50 |
60 |
$3,000 |
| (n) |
Liquidation |
|
25 |
1 |
25 |
4 |
100 |
60 |
$6,000 |
| (o) |
Litigation |
|
24 |
4 |
96 |
1 |
96 |
60 |
$5,760 |
| (p) |
Loss calculations and payments |
|
2 |
1 |
2 |
0.2 |
0.4 |
60 |
$24 |
|
|
|
|
|
|
|
|
|
|
| 5001.31 |
Guaranteed loan requirements |
|
|
|
|
|
|
|
|
| (b)(1) |
Interest rate changes |
|
11 |
1 |
11 |
1 |
11 |
60 |
$660 |
| (b)(3) |
Agency concurrence for increase in interest rates |
|
0 |
1 |
0 |
0.5 |
0 |
60 |
$0 |
|
|
|
|
|
|
|
|
|
|
| 5001.34 |
Issuance of the Guarantee |
|
|
|
|
|
|
|
|
| (d) |
Replacement of LNG or Assignment Guarantee Agreement |
|
2 |
1 |
2 |
4 |
8 |
60 |
$480 |
|
|
|
|
|
|
|
|
|
|
| 5001.35 |
Alterations to loan instruments |
|
2 |
1 |
2 |
1 |
2 |
60 |
$120 |
|
|
|
|
|
|
|
|
|
|
| 5001.36 |
Reorganizations |
|
15 |
1 |
15 |
3 |
45 |
60 |
$2,700 |
|
|
|
|
|
|
|
|
|
|
| 5001.38 |
Termination of loan note guarantee |
|
|
|
|
|
|
|
|
| (c) |
Lender request to Agency to terminate guarantee |
|
2 |
1 |
2 |
1 |
2 |
60 |
$120 |
|
|
|
|
|
|
|
|
|
|
| 5001.101 |
Community Facilities |
|
|
|
|
|
|
|
|
| (a)(1)(iv) |
Agency approval of hydroelectric facility |
na |
na |
na |
na |
na |
na |
na |
na |
| (a)(6)(i) |
Certificate of local support |
na |
na |
na |
na |
na |
na |
na |
na |
| 5001.101(d)(2) through (d)(4) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
|
|
|
|
|
|
|
| 5001.101(g) |
Additional application requirements - Annual financial reports that conform to 7 CFR 3052. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.102 |
Water and Waste Disposal Facilities |
na |
na |
na |
na |
na |
na |
na |
na |
| (a)(3) |
Certificate of local support |
na |
na |
na |
na |
na |
na |
na |
na |
| 5001.102(e)(3) through (e)(5) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.103 |
Business and Industry |
na |
na |
na |
na |
na |
na |
na |
na |
| (b)(2)(vi) |
Agency approval of agricultural production |
na |
na |
na |
na |
na |
na |
na |
na |
| (e) |
Additional Borrower Requirement - Appropriate agreement |
na |
na |
na |
na |
na |
na |
na |
na |
|
|
|
|
|
|
|
|
|
|
| 5001.104 |
Rural Energy for America |
|
|
|
|
|
|
|
|
| (f) |
Post construction requirements annual report |
|
100 |
1 |
100 |
5 |
500 |
60 |
$30,000 |
|
|
|
|
|
|
|
|
|
|
|
Subtotal |
|
|
|
|
|
|
|
$59,028 |
|
|
|
|
|
|
|
|
|
|
| REPORTING REQUIREMENTS - FORMS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.4 |
Reports |
|
|
|
|
|
|
|
|
| (b)(1) |
Guaranteed Loan Borrower Status - loan status |
5001-8 |
206 |
2 |
412 |
1 |
412 |
60 |
$24,720 |
| (b)(2) |
Guaranteed Loan Borrower Status - default |
5001-8 |
10 |
6 |
60 |
2 |
120 |
60 |
$7,200 |
| 5001.9 |
Lender's Application |
|
|
|
|
|
|
|
|
| (a) |
Regulated/supervised lenders - with existing portfolio |
5001-1 |
included in rollup |
|
|
|
|
|
|
| (a) |
Regulated/supervised lenders - without existing portfolio |
5001-1 |
included in rollup |
|
|
|
|
|
|
| (b) |
Non-regulated/supervised lenders |
5001-1 |
included in rollup |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.12 |
Application for Loan Guarantee |
|
|
|
|
|
|
|
|
| (a) |
Approved lender applications |
5001-3 |
208 |
1 |
208 |
20 |
4160 |
60 |
$249,600 |
| (b) |
Preferred lender applications |
5001-3 |
|
1 |
0 |
10 |
0 |
60 |
$0 |
| -- |
Certificate of Non-relocation and Market and Capacity Information Report |
5001-49 |
na |
|
|
|
|
|
$0 |
| 5001.16(d)(1) |
Unconditional Guarantee |
5001-14 |
19 |
1 |
19 |
0.5 |
9.5 |
60 |
$570 |
| 5001.17(g) |
Lender's Guaranteed Loan Payment to USDA |
5001-19 |
8 |
1 |
8 |
1 |
8 |
60 |
$480 |
| 5001.17(l), (m) |
Guaranteed Loan Report of Loss |
5001-10 |
8 |
1 |
8 |
25 |
200 |
60 |
$12,000 |
| 5001.32 |
Conditional Commitment |
5001-4 |
154 |
1 |
154 |
2 |
308 |
60 |
$18,480 |
| 5001.30(b) |
Lender's Agreement |
5001-2 |
154 |
1 |
154 |
2 |
308 |
60 |
$18,480 |
| 5001.34(b) |
Assignment Guarantee Agreement |
5001-6 |
154 |
1 |
154 |
2 |
308 |
60 |
$18,480 |
|
|
|
|
|
|
|
|
|
|
|
subtotal |
|
|
|
|
|
|
|
$350,010 |
| 0 |
|
Total |
|
|
|
|
|
|
|
|
| Sec. |
Title |
Cost |
|
Guarantor |
Borrower |
Borrower |
|
|
|
|
| 0 |
|
(H) x (I) |
|
or Borrower |
Private |
State/local |
Private |
State/Local |
|
|
| (A) |
(B) |
(J) |
Lender |
Private-Ind |
Not individ |
Tribal |
|
Tribal |
|
|
| 5001.4 |
Oversight and monitoring |
|
|
|
|
|
|
|
|
|
| (b)(3) |
Notifications |
$20,340 |
$20,340 |
|
|
|
$20,340 |
$0 |
$20,340 |
|
| (b)(4) |
Annual report if lender receives final loss report |
$1,020 |
$1,020 |
|
|
|
$1,020 |
$0 |
$1,020 |
|
| 5001.6 |
Project eligibility |
|
|
|
|
|
|
|
|
|
| (c)(2) |
Notice to unserved |
$300 |
|
|
|
$300 |
|
$300 |
$300 |
|
| 0 |
|
|
|
|
|
|
|
|
|
|
| 5001.11 |
Guarantee Application Process |
|
|
|
|
|
|
|
|
|
| (a)(1) |
Preapplications |
$42,660 |
$21,330 |
|
$8,959 |
$12,371 |
$30,289 |
$12,371 |
$42,660 |
Based on number of preapplications submitted by each program. |
| 0 |
|
|
|
|
|
|
|
|
|
|
| 5001.15 |
|
|
|
|
|
|
|
|
|
|
| (d) |
Any change to loan origination or servicing policies and procedures |
$3,660 |
$3,660 |
|
|
|
$3,660 |
$0 |
$3,660 |
|
| (d) |
Notify Agency and receive approval for any change that is inconsistent with this part |
$360 |
$360 |
|
|
|
$360 |
$0 |
$360 |
|
| 0 |
|
|
|
|
|
|
|
|
|
|
| 5001.16 |
Lender responsibilities - origination |
|
|
|
|
|
|
|
|
|
| (a)(2) |
Loan classification notifications |
$69,480 |
$69,480 |
|
|
|
$69,480 |
$0 |
$69,480 |
|
| 0 |
|
|
|
|
|
|
|
|
|
|
| 5001.17 |
Lender responsibilities - servicing |
|
|
|
|
|
|
|
|
|
| (d) |
Financial reports |
$5,558 |
$5,558 |
|
|
|
$5,558 |
|
$5,558 |
|
| (e) |
Collateral inspection and release |
$7,440 |
$7,440 |
|
|
|
$7,440 |
$0 |
$7,440 |
|
| (f) |
Transfers and assumptions |
$9,240 |
$9,240 |
|
|
|
$9,240 |
$0 |
$9,240 |
|
| (g) |
Mergers |
$60 |
$60 |
|
|
|
$60 |
$0 |
$60 |
|
| (h) |
Subordination of lien position |
$45 |
$45 |
|
|
|
$45 |
$0 |
$45 |
|
| (i) |
Repurchases |
$10,080 |
$10,080 |
|
|
|
$10,080 |
$0 |
$10,080 |
|
| (j) |
Additional expenditures |
$3,420 |
$3,420 |
|
|
|
$3,420 |
$0 |
$3,420 |
|
| (m) |
Protective advances |
$18,180 |
$18,180 |
|
|
|
$18,180 |
$0 |
$18,180 |
|
| (n) |
Liquidation |
$36,000 |
$36,000 |
|
|
|
$36,000 |
$0 |
$36,000 |
|
| (o) |
Litigation |
$35,760 |
$35,760 |
|
|
|
$35,760 |
$0 |
$35,760 |
|
| (p) |
Loss calculations and payments |
$12,480 |
$12,480 |
|
|
|
$12,480 |
$0 |
$12,480 |
|
| 5001.31 |
Guaranteed loan requirements |
|
|
|
|
|
|
|
|
|
| (b)(1) |
Interest rate changes |
$3,960 |
$3,960 |
|
|
|
$3,960 |
$0 |
$3,960 |
|
| (b)(3) |
Agency concurrence for increase in interest rates |
$300 |
$300 |
|
|
|
$300 |
$0 |
$300 |
|
| 5001.34 |
Issuance of the Guarantee |
|
|
|
|
|
|
|
|
|
| (e) |
Replacement of LNG or Assignment Guarantee Agreement |
$1,680 |
$1,680 |
|
|
|
$1,680 |
$0 |
$1,680 |
|
| 0 |
|
|
|
|
|
|
|
|
|
|
| 5001.35 |
Alterations to loan instruments |
$420 |
$420 |
|
|
|
$420 |
$0 |
$420 |
|
| 0 |
|
|
|
|
|
|
|
|
|
|
| 5001.36 |
Reorganizations |
$10,260 |
$10,260 |
|
|
|
$10,260 |
$0 |
$10,260 |
|
| 0 |
|
|
|
|
|
|
|
|
|
|
| 5001.38 |
Termination of loan note guarantee |
|
|
|
|
|
|
|
|
|
| (c) |
Lender request to Agency to terminate guarantee |
$420 |
$420 |
|
|
|
$420 |
$0 |
$420 |
|
| 0 |
|
|
|
|
|
|
|
|
|
|
| 5001.101 |
Community Facilities |
|
|
|
|
|
|
|
|
|
| (a)(1)(iv) |
Agency approval of hydroelectric facility |
$60 |
|
|
|
$60 |
$0 |
$60 |
$60 |
|
| (a)(6)(i) |
Certificate of local support |
$64,800 |
|
|
|
$64,800 |
$0 |
$64,800 |
$64,800 |
|
| 5001.101(d)(2) through (d)(4) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
$2,700 |
|
|
|
$2,700 |
$0 |
$2,700 |
$2,700 |
|
| 5001.101(g) |
Additional application requirements - Annual financial reports that conform to 7 CFR 3052. |
$420 |
|
|
|
$420 |
$0 |
$420 |
$420 |
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.102 |
Water and Waste Disposal Facilities |
|
|
|
|
|
|
|
|
|
| (a)(3) |
Certificate of local support |
$3,600 |
|
|
|
$3,600 |
$0 |
$3,600 |
$3,600 |
|
| 5001.102(e)(3) through (e)(5) |
Additional application requirements - organizational documents, board members, management approach and other legal docs |
$300 |
|
|
|
$300 |
|
$300 |
$300 |
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.103 |
Business and Industry |
|
|
|
|
|
|
|
|
|
| (b)(2)(vi) |
Agency approval of agricultural production |
$120 |
|
|
$120 |
|
$120 |
$0 |
$120 |
|
| 5001.103(e) |
Additional Borrower Requirement - Appropriate agreement |
$1,440 |
|
|
|
$1,440 |
|
$1,440 |
$1,440 |
|
| 5001.104 |
Rural Energy for America |
|
|
|
|
|
|
|
|
|
| (f) |
Post construction requirements annual report |
$30,000 |
$1,500 |
$14,250 |
$14,250 |
|
$30,000 |
$0 |
$30,000 |
Assumes 5% of total effort is associated with lender. |
|
|
|
|
|
|
|
|
|
|
|
|
Subtotal |
$425,565 |
$272,993 |
$14,250 |
$23,329 |
$85,991 |
$310,572 |
$85,991 |
$396,563 |
|
|
|
|
|
|
|
|
|
|
|
|
| REPORTING REQUIREMENTS - FORMS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 5001.4 |
|
|
|
|
|
|
|
|
|
|
| (b)(1) |
Guaranteed Loan Borrower Status - loan status |
$504,720 |
$504,720 |
|
|
|
$504,720 |
$0 |
$504,720 |
|
| (b)(2) |
Guaranteed Loan Borrower Status - default |
$262,800 |
$262,800 |
|
|
|
$262,800 |
$0 |
$262,800 |
|
| 5001.9 |
Lender's Application |
|
|
|
|
|
|
|
|
|
| (b)(1) |
Regulated/supervised lenders - without existing portfolio |
$83,250 |
$83,250 |
|
|
|
$83,250 |
$0 |
$83,250 |
|
| (b)(2) |
Regulated/supervised lenders - with existing portfolio |
$53,400 |
$53,400 |
|
|
|
$53,400 |
|
$53,400 |
|
| (c) |
Non-regulated/supervised lenders |
$81,250 |
$81,250 |
|
|
|
$81,250 |
$0 |
$81,250 |
|
| (d) |
Application for preferred lender status |
$21,600 |
$21,600 |
|
|
|
$21,600 |
$0 |
$21,600 |
|
| 5001.12 |
Application for Loan Guarantee |
|
|
|
|
|
|
|
|
|
| (a) |
Approved lender applications |
$1,034,880 |
$620,928 |
$32,412 |
$327,726 |
$53,814 |
$981,066 |
$53,814 |
$1,034,880 |
60% lender; 40% borrower |
| (b) |
Preferred lender applications |
$38,400 |
$38,400 |
|
|
|
$38,400 |
$0 |
$38,400 |
60% lender; 40% borrower |
| -- |
Certificate of Non-relocation and Market and Capacity Information Report |
$18,000 |
$18,000 |
|
|
|
$18,000 |
$0 |
$18,000 |
|
| 5001.16(d)(2) |
Unconditional Guarantee |
$9,840 |
|
$9,840 |
|
|
$9,840 |
$0 |
$9,840 |
Assumes all guarantors are private individuals. |
| 5001.17(i) |
Lender's Guaranteed Loan Payment to USDA |
$8,460 |
$8,460 |
|
|
|
$8,460 |
$0 |
$8,460 |
|
| 5001.17(n), (o) |
Guaranteed Loan Report of Loss |
$138,000 |
$138,000 |
|
|
|
$138,000 |
$0 |
$138,000 |
|
| 5001.32 |
Conditional Commitment |
$122,880 |
$122,880 |
|
|
|
$122,880 |
$0 |
$122,880 |
|
| 5001.30(b) |
Lender's Agreement |
$72,480 |
$72,480 |
|
|
|
$72,480 |
$0 |
$72,480 |
|
| 5001.34(b) |
Assignment Guarantee Agreement |
$91,680 |
$91,680 |
|
|
|
$91,680 |
$0 |
$91,680 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Subtotal |
$2,541,640 |
$2,117,848 |
$42,252 |
$327,726 |
$53,814 |
$2,487,826 |
$53,814 |
$2,541,640 |
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Grand Total |
$2,967,205 |
$2,390,841 |
$56,502 |
$351,054 |
$139,805 |
$2,798,398 |
$139,805 |
$2,938,203 |
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General Assumptions: |
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Borrowers in CF and WW programs are all State/local/tribal entities. |
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Borrowers in B&I program are all private, non-individuals. |
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Borrwwers in the 9006 program are split 5-50 between private individuals (farmers, ranchers) and rural small businesses. |
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All guarantors are individuals. |
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| Item |
Number |
Hours per item |
Cost |
|
| Lender Approval Activities |
|
|
|
|
| Review/ack lender approval applications - r/s lenders |
556 |
3 |
$67,404 |
|
| Review/ack lender approval applications - non r/s lenders |
50 |
8 |
$16,164 |
|
| Review/ack applications for preferred lender status |
90 |
12 |
$43,643 |
|
| Subtotal |
606 |
|
$127,211 |
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| Application for loan guarantees |
|
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| Preapplication review and acknowledgment |
237 |
6 |
$57,463 |
6 hours from B&I 4279-B |
| Review/ack approved lender documentation applications |
1,078 |
23 |
$1,001,926 |
B&I 4279-B had 20 hours; B&I 4287-B also had 3 hours for financial statement reviews, which were added here |
| Review/ack preferred lender documentation applications |
80 |
12 |
$38,794 |
assumed 1/2 time of full doc |
| Review of Certification of Non-relocation … |
150 |
1 |
$6,062 |
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| Agency approval of hydroelectric facilities |
1 |
2 |
$81 |
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| Agency approval of agricultural production |
2 |
2 |
$162 |
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| Subtotal |
|
|
$1,104,488 |
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| (d)(1) |
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| Loan Origination Activities |
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| Approve loans and obligate funds |
962 |
8 |
$310,995 |
8 hours is from B&I 4279-B |
| Review documents and issue guarantee |
962 |
6 |
$233,247 |
6 hours is from B&I 4279-B |
| Preparation of Conditional Commitmet for Guarantee |
1024 |
2 |
$82,760 |
|
| Preparation of Lender's Agreement |
604 |
1 |
$24,408 |
|
| Preparation of Assignment Guarantee Agreement |
764 |
1 |
$30,873 |
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| Subtotal |
|
|
$682,283 |
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| Loan Servicing Activities |
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| Replacement of documents |
7 |
3 |
$849 |
3 hours is from bB&I 4279-A |
| Subordinations |
242 |
2 |
$19,558 |
2 hours is from B&I 4287-B |
| Exception authority |
15 |
3 |
$1,818 |
15 and 3 from B&I 4279-A |
| Litigation and appeals |
596 |
16 |
$385,350 |
16 hours from B&I 4279-A |
| Liquidation plan |
150 |
3 |
$18,185 |
3 hours is from B&I 4287-B |
| Release of collateral |
124 |
2 |
$10,022 |
2 hours is from B&I 4287-B |
| Secondary market activities |
900 |
1 |
$36,369 |
900 and 1 are from B&I 4279-A |
| Review of report of loss (including policies and procedures) |
92 |
2 |
$7,435 |
|
| Approval of alterations to loan instruments |
7 |
1 |
$283 |
|
| Reorganizations |
57 |
2 |
$4,607 |
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| Transfers and assumptions |
77 |
20 |
$62,231 |
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| Repurchases |
84 |
6 |
$20,367 |
Assumed 1/2 of the 168 repurchases are done by Agency; assumed 6 hours |
| Additional expenditures |
57 |
2 |
$4,607 |
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| Protective advances |
303 |
2 |
$24,488 |
|
| Review post construction reports (REAP) |
100 |
1 |
$4,041 |
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| Review annual report for lenders receiving final loss report |
92 |
2 |
$7,435 |
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| Review annual financial reports |
1158 |
2 |
$93,590 |
|
| Agency concurrence for interest rate increases |
10 |
8 |
$3,233 |
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| Agency approval of mergers |
3 |
8 |
$970 |
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| Subtotal |
|
|
$705,438 |
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| Oversight and Monitoring Activities |
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| Review loan status reports |
8412 |
3 |
$1,019,787 |
|
| Review default reports |
2190 |
1 |
$88,498 |
|
| Lender visits |
1800 |
4 |
$290,952 |
1800 visits from B&I 4287-B; which had 3 hours per visit. |
| Review notifications (5001.4) |
314 |
1 |
$12,689 |
|
| Subtotal |
|
|
$1,411,926 |
|
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| Administrative Activities |
|
|
|
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| National office preparation of regs/instructions/forms/etc |
|
640 |
$25,862 |
|
| Associated publication costs |
|
|
$15,000 |
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| Subtotal |
|
|
$40,862 |
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| Grand Total |
|
|
$4,072,208 |
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