Representative and Address Provisions

Forms and Documents

Document Name	Status
Form PTO/SB/80 Power of Attorney to Prosecute Applications Before the USPTO Form	Unchanged
Form PTO/SB/123B Third Party Requester Change of Correspondence Address - Reexamination Proceeding Form	New
Form PTO/SB/123A Patent Owner Change of Correspondence Address - Reexamination Proceeding Form	New
Form PTO/SB/81C Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address Form	New
Form PTO/SB/81B Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address Form	New
Form PTO/SB/81A Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address Form	New
Form PTO/SB/125 Request for Customer Number Form	Unchanged
Form PTO/SB/124 Request for Customer Number Data Change Form	Unchanged
Form PTO/SB/122 Change of Correspondence Address for Application or Patent Form	Modified
Form PTO/SB/84 Authorization to Act in a Representative Capacity Form	Unchanged
Form PTO/SB/83 Request for Withdrawal as Attorney or Agent and Change of Correspondence Address Form	Unchanged
Form PTO/SB/81 Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address Form	Modified
Form PTO-2248 Request to Update a PCT Application with a Customer Number Form	Unchanged
0035-justchange-2008-final.pdf Justification for No Material/Nonsubstantive Change	2008-11-18
USPTO-infoqualityguide-092008.pdf Supplementary Document	2008-09-11

IC Document Collections

IC ID	Document Title	Status
4741	Power of Attorney to Prosecute Applications Before the USPTO Form	Unchanged
187264	Third Party Requester Change of Correspondence Address - Reexamination Proceeding Form	New
187263	Patent Owner Change of Correspondence Address - Reexamination Proceeding Form	New
187262	Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address Form	New
187260	Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address Form	New
187259	Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address Form	New
186503	Customer Number Upload Spreadsheet Instruction	Unchanged
186502	Request for Customer Number Form	Unchanged
186501	Request for Customer Number Data Change Form	Unchanged
186500	Change of Correspondence Address for Application or Patent Form	Modified
186499	Petition to Waive 37 CFR 1.32(b)(4) and Grant Power of Attorney by Fewer than All the Applicants	Unchanged
186498	Petition Under 37 CFR 1.36(a) to Revoke Power of Attorney by Fewer than All the Applicants	Unchanged
186497	Authorization to Act in a Representative Capacity Form	Unchanged
186496	Request for Withdrawal as Attorney or Agent and Change of Correspondence Address Form	Unchanged
186495	Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address Form	Modified
178322	Request to Update a PCT Application with a Customer Number Form	Unchanged

ICR Details

OMB Control No: 0651-0035	ICR Reference No: 200811-0651-004
Status: Historical Active	Previous ICR Reference No: 200809-0651-002
Agency/Subagency: DOC/PTO	Agency Tracking No:
Title: Representative and Address Provisions
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/17/2008
	Date Received in OIRA: 11/19/2008
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2011	11/30/2011	11/30/2011
Responses	568,902	0	568,902
Time Burden (Hours)	33,359	0	33,357
Cost Burden (Dollars)	257,178	0	257,178

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Abstract: Under 35 U.S.C. § 2 and 37 CFR 1.31-1.36, this information collection is used by the public to grant or revoke power of attorney in a patent application, to withdraw as attorney or agent of record, to authorize a practitioner to act in a representative capacity, to change the correspondence address for one or more applications or patents, to request a Customer Number, to designate or change the correspondence address or list of practitioners associated with a Customer Number, and to associate a patent application with a Customer Number. The USPTO’s Customer Number practice permits authorized individuals to change the correspondence address or representatives of record for a number of applications or patents with one change request instead of filing separate requests for each application or patent. The USPTO uses the information in this collection to determine who is authorized to take action in an application or patent on behalf of the applicant or assignee and where to send correspondence regarding an application or patent.

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Authorizing Statute(s): US Code: 35 USC 2 Name of Law: null
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 35663	06/24/2008
30-day Notice:	Federal Register Citation:	Citation Date:
	73 FR 52028	09/08/2008
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 16

IC Title	Form No.	Form Name
Request for Customer Number	PTO/SB/125	Request for Customer Number
Petition Under 37 CFR 1.36(a) to Revoke Power of Attorney by Fewer than All the Applicants
Power of Attorney to Prosecute Applications Before the USPTO	PTO/SB/80	Power of Attorney to Prosecute Applications Before the USPTO
Request to Update a PCT Application with a Customer Number	PTO-2248	Request to Update a PCT Application with a Customer Number
Change of Correspondence Address for Application or Patent	PTO/SB/123, PTO/SB/122	Change of Correspondence Address - Application ,   Change of Correspondence Address - Patent
Petition to Waive 37 CFR 1.32(b)(4) and Grant Power of Attorney by Fewer than All the Applicants
Request for Customer Number Data Change	PTO/SB/124	Request for Customer Number Data Change
Third Party Requester Change of Correspondence Address - Reexamination Proceeding	PTO/SB/123B	Third Party Requester Change of Correspondence Address - Reexamination Proceeding
Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	PTO/SB/81C	Reexamination - Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Patent Owner Change of Correspondence Address - Reexamination Proceeding	PTO/SB/123A	Patent Owner Change of Correspondence Address - Reexamination Proceeding
Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	PTO/SB/81B	Reexamination - Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	PTO/SB/81A	Patent - Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address	PTO/SB/81	Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address
Request for Withdrawal as Attorney or Agent and Change of Correspondence Address	PTO/SB/83	Request for Withdrawal as Attorney or Agent and Change of Correspondence Address
Customer Number Upload Spreadsheet
Authorization to Act in a Representative Capacity	PTO/SB/84	Authorization to Act in a Representative Capacity

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	568,902	568,902	0	0	0	0
Annual Time Burden (Hours)	33,359	33,357	0	2	0	0
Annual Cost Burden (Dollars)	257,178	257,178	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Forms

Short Statement: The United States Patent and Trademark Office (USPTO) is submitting this change worksheet to add five offshoot forms. The proposed new forms are closely derived from forms already approved in this collection and are intended to assist the public in filing power of attorney (PTO/SB81) and change of correspondence requests (SB/123) in specific circumstances. The proposed addition of these forms will not result in a substantive change in the burden for this collection. The addition of the proposed new forms will not impact the total number of responses or annual cost burden expected for this collection, but there is a showing of an increase of 2 burden hours as a program change due to mathematical rounding up of the numbers, which is a result of creating separate line items within the ROCIS system to accommodate the itemization of the off shoot forms.

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Annual Cost to Federal Government: $615,507

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/19/2008

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