|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FEDERAL ENERGY REGULATORY COMMISSION |
Form Approved |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ANNUAL REPORT OF INTERLOCKING POSITIONS |
OMB No. 1902-0099 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(Expires 5/31/08) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
This report is mandatory under Section 305(c)(1) of the Federal Power Act. Failure to report may result in criminal fines, |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
civil penalties and other sanctions as provided by law. The Federal Energy Regulatory Commission does not consider |
|
|
|
|
|
|
|
|
|
|
|
|
this report to be of a confidential nature. PLEASE READ THE INSTRUCTIONS BEFORE COMPLETING THIS FORM. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RESPONDENT INFORMATION |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Enter your full name.
1 Full name (Last, First, and Middle Initial) |
Enter your business address.
2 Business Address (Street, City, State, and Zip Code) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Enter the calendar year for which this report is filed.
3 Report Year Ending |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
If you are authorized by this Commission to hold the position of officer or director in accordance with Part 45 of the Commission's regulations, enter in space 4 the complete FERC docket number of such authorization. Otherwise leave this space blank.
4 Docket # |
|
Enter the date of the latest docket authorization you have received from this Commission.
5 Latest Date Authorized |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Enter the public utility or public utility holding company to which you want next year's Form 561 sent.
6 Mail to Company |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
PUBLIC UTILITY DATA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Enter the name of each public utility in which you hold an executive position.
(1) Name of Public Utility |
Enter the name of each public utility in which you hold an executive position and the appropriate code for each such position, according to the list below:
Code Name
Dir Director
CEO Chief Executive Officer
PRES President
VP Vice President
SEC Secretary
TREA Treasurer
GM General Manager
COMP Comptroller
PURA Chief Purchasing Agent
OEP Other Executive Position
(2) Position Code(s) |
Enter the name of each public utility in which you hold an executive position.
(1) Name of Public Utility |
Enter the name of each public utility in which you hold an executive position and the appropriate code for each such position, according to the list below:
Code Name
Dir Director
CEO Chief Executive Officer
PRES President
VP Vice President
SEC Secretary
TREA Treasurer
GM General Manager
COMP Comptroller
PURA Chief Purchasing Agent
OEP Other Executive Position
(2) Position Code(s) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
INTERLOCKING ENTITY DATA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Enter the name of each entity in which you hold an interlocking position.
(3) Name of Entity |
Enter the appropriate code for each executive position you hold in the entity named in column (3) according to the list below:
Code Name
DIR Director
CEO Chief Executive Officer
PRES President
VP Vice President
SEC Secretary
TREA Treasurer
GM General Manager
COMP Comptroller
PURA Chief Purchasing Agent
PART Partner
APPT Appointee
REP Representative
OEP Other Executive Position
(4) Position Code(s) |
Enter the appropriate code type for each entity listed in Column (3), using the list below:
Code Name
FIN Investment bank; bank holding company; foreign bank or subsidiary thereof doing business in the United States; other organization primarily engaged in the business of providing financial services or credit; mytual savings and loan association.
FINI Insurance company.
SECU Entity authorized by law to underwrite or participate in the marketing of securities of a public utility.
ELEQ Entity which produces/supplies electric equipment for the use of any public utility.
FUEL Entity which produces/supplies coal, natural gas, nuclear fuel, or other fuel for the use of any public utility.
20CL Entity specified in 18CFR 46.3 (one of the 20 largest purchasers of electric energy from a utility).
CNEN Entity which is controlled by any one of the above named entities.
305B Entity referred to in Section 305(b) of the Federal Power Act (not otherwise identified above.)
(5) Type Code |
For each entity that supplies electric equipment (ELEQ) named in Column (3) enter the aggregate amount of revenue from producing or supplying electrical equipment to any public utility named in column (1) in the subject calendar year, rounded to the nearest $100,000. Otherwise, leave this column blank.
(6) Total Revenue($) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Print one copy of this report, sign and date it. Make two photocopies of the signed report. Submit the report using one of the methods below:
1. Mail the Form 561 (include a cover letter) with the original signature and one copy to:
Federal Energy Regulatory Commission
Office of the Secretary
(Attention FERC 561)
888 First Street NE
Washington, DC 20426
Then E-mail a copy of this spreadsheet file to Form561@ferc.gov.
2. Use the Commission's eFiling system to electronically submit the files for the cover letter and this spreadsheet. See http://www.ferc.gov/docs-filing/efiling.asp for more information on eFiling.
|
Date: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Signature: |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Format Number FERC 561 (REVISED 12/98) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|