Rule 27d-1 (17 CFR 270.27d-1) under the Investment Company Act of 1940 "Reserve Requirements for Principal Underwriters and Depositors to Carry Out the Obligations to Refund Charges

Rule 27d-1 (17 CFR 270.27d-1) under the Investment Company Act of 1940 "Reserve Requirements for Principal Underwriters and Depositors to Carry Out the Obligations to Refund Charges and Form N-27d-1

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0560 can be found here:

Documents and Forms

Document Name Document Type
Form SEC-1840 Rule 27d-1 (17 CFR 270.27d-1) under the Investment Company Act of 1940 "Reserve Requirements for Principal Underwriters and Depositors to Carry Out the Obligations to Refund Charges Form
SEC-1840 Form N-27D-1 SEC1840(N-27D-1).pdf Form

Information Collection (IC) Details

IC Title:	Rule 27d-1 (17 CFR 270.27d-1) under the Investment Company Act of 1940 "Reserve Requirements for Principal Underwriters and Depositors to Carry Out the Obligations to Refund Charges	Agency IC Tracking Number:	270-499

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.127d-1 17 CFR 270.27d-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1840	Form N-27D-1	SEC1840(N-27D-1).pdf		Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	-1	2
Annual IC Time Burden (Hours)	1	-21	22
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.