Rule 19b-5 Under the Securities Exchange Act of 1934 (17 CFR 240.19b-5); Pilot Trading System Rule Filing Requirements

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Documents and Forms

Document Name Document Type
Form Form Pilot Rule 19b-5 Under the Securities Exchange Act of 1934 (17 CFR 240.19b-5); Pilot Trading System Rule Filing Requirements Form
Form Pilot Form Pilot Form pilot 5.07.doc Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 19b-5 Under the Securities Exchange Act of 1934 (17 CFR 240.19b-5); Pilot Trading System Rule Filing Requirements	Agency IC Tracking Number:	270-448

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.19b-5

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	Form Pilot	Form Pilot	Form pilot 5.07.doc		Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	10	4	6
Annual IC Time Burden (Hours)	2,520	2,268	252
Annual IC Cost Burden (Dollars)	13,030	13,030	0

Documents for IC

Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.