Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0057 can be found here:

Documents and Forms

Document Name Document Type
Form SEC-733A Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C) Form and Instruction
SEC-733A Regulation 14C reg14c.pdf www.sec.gov/about/forms/reg14c.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)	Agency IC Tracking Number:	270-57

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.14c-101 17 CFR 240.14c-1 - 240.14c-7

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC-733A	Regulation 14C	reg14c.pdf	http://www.sec.gov/about/forms/reg14c.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 680	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	680	-1	681
Annual IC Time Burden (Hours)	52,337	7,902	44,435
Annual IC Cost Burden (Dollars)	5,951,639	26,939	5,924,700

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.