47 U.S.C. 309(j)

0951_47USC309(j).htm

Service of Petitions for Preemption, 47 CFR Sections 1.1204(b) Note, and 1.1206(a) Note 1

47 U.S.C. 309(j)

OMB: 3060-0951

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[Laws in effect as of January 7, 2003]
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  January 7, 2003 and December 19, 2003]
[CITE: 47USC309]

 
          TITLE 47--TELEGRAPHS, TELEPHONES, AND RADIOTELEGRAPHS
 
                 CHAPTER 5--WIRE OR RADIO COMMUNICATION
 
          SUBCHAPTER III--SPECIAL PROVISIONS RELATING TO RADIO
 
                       Part I--General Provisions
 
Sec. 309. Application for license


(a) Considerations in granting application

    Subject to the provisions of this section, the Commission shall 
determine, in the case of each application filed with it to which 
section 308 of this title applies, whether the public interest, 
convenience, and necessity will be served by the granting of such 
application, and, if the Commission, upon examination of such 
application and upon consideration of such other matters as the 
Commission may officially notice, shall find that public interest, 
convenience, and necessity would be served by the granting thereof, it 
shall grant such application.

(b) Time of granting application

    Except as provided in subsection (c) of this section, no such 
application--
        (1) for an instrument of authorization in the case of a station 
    in the broadcasting or common carrier services, or
        (2) for an instrument of authorization in the case of a station 
    in any of the following categories:
            (A) industrial radio positioning stations for which 
        frequencies are assigned on an exclusive basis,
            (B) aeronautical en route stations,
            (C) aeronautical advisory stations,
            (D) airdrome control stations,
            (E) aeronautical fixed stations, and
            (F) such other stations or classes of stations, not in the 
        broadcasting or common carrier services, as the Commission shall 
        by rule prescribe,

shall be granted by the Commission earlier than thirty days following 
issuance of public notice by the Commission of the acceptance for filing 
of such application or of any substantial amendment thereof.

(c) Applications not affected by subsection (b)

    Subsection (b) of this section shall not apply--
        (1) to any minor amendment of an application to which such 
    subsection is applicable, or
        (2) to any application for--
            (A) a minor change in the facilities of an authorized 
        station,
            (B) consent to an involuntary assignment or transfer under 
        section 310(b) of this title or to an assignment or transfer 
        thereunder which does not involve a substantial change in 
        ownership or control,
            (C) a license under section 319(c) of this title or, pending 
        application for or grant of such license, any special or 
        temporary authorization to permit interim operation to 
        facilitate completion of authorized construction or to provide 
        substantially the same service as would be authorized by such 
        license,
            (D) extension of time to complete construction of authorized 
        facilities,
            (E) an authorization of facilities for remote pickups, 
        studio links and similar facilities for use in the operation of 
        a broadcast station,
            (F) authorizations pursuant to section 325(c) of this title 
        where the programs to be transmitted are special events not of a 
        continuing nature,
            (G) a special temporary authorization for nonbroadcast 
        operation not to exceed thirty days where no application for 
        regular operation is contemplated to be filed or not to exceed 
        sixty days pending the filing of an application for such regular 
        operation, or
            (H) an authorization under any of the proviso clauses of 
        section 308(a) of this title.

(d) Petition to deny application; time; contents; reply; findings

    (1) Any party in interest may file with the Commission a petition to 
deny any application (whether as originally filed or as amended) to 
which subsection (b) of this section applies at any time prior to the 
day of Commission grant thereof without hearing or the day of formal 
designation thereof for hearing; except that with respect to any 
classification of applications, the Commission from time to time by rule 
may specify a shorter period (no less than thirty days following the 
issuance of public notice by the Commission of the acceptance for filing 
of such application or of any substantial amendment thereof), which 
shorter period shall be reasonably related to the time when the 
applications would normally be reached for processing. The petitioner 
shall serve a copy of such petition on the applicant. The petition shall 
contain specific allegations of fact sufficient to show that the 
petitioner is a party in interest and that a grant of the application 
would be prima facie inconsistent with subsection (a) of this section 
(or subsection (k) of this section in the case of renewal of any 
broadcast station license). Such allegations of fact shall, except for 
those of which official notice may be taken, be supported by affidavit 
of a person or persons with personal knowledge thereof. The applicant 
shall be given the opportunity to file a reply in which allegations of 
fact or denials thereof shall similarly be supported by affidavit.
    (2) If the Commission finds on the basis of the application, the 
pleadings filed, or other matters which it may officially notice that 
there are no substantial and material questions of fact and that a grant 
of the application would be consistent with subsection (a) of this 
section (or subsection (k) of this section in the case of renewal of any 
broadcast station license), it shall make the grant, deny the petition, 
and issue a concise statement of the reasons for denying the petition, 
which statement shall dispose of all substantial issues raised by the 
petition. If a substantial and material question of fact is presented or 
if the Commission for any reason is unable to find that grant of the 
application would be consistent with subsection (a) of this section (or 
subsection (k) of this section in the case of renewal of any broadcast 
station license), it shall proceed as provided in subsection (e) of this 
section.

(e) Hearings; intervention; evidence; burden of proof

    If, in the case of any application to which subsection (a) of this 
section applies, a substantial and material question of fact is 
presented or the Commission for any reason is unable to make the finding 
specified in such subsection, it shall formally designate the 
application for hearing on the ground or reasons then obtaining and 
shall forthwith notify the applicant and all other known parties in 
interest of such action and the grounds and reasons therefor, specifying 
with particularity the matters and things in issue but not including 
issues or requirements phrased generally. When the Commission has so 
designated an application for hearing the parties in interest, if any, 
who are not notified by the Commission of such action may acquire the 
status of a party to the proceeding thereon by filing a petition for 
intervention showing the basis for their interest not more than thirty 
days after publication of the hearing issues or any substantial 
amendment thereto in the Federal Register. Any hearing subsequently held 
upon such application shall be a full hearing in which the applicant and 
all other parties in interest shall be permitted to participate. The 
burden of proceeding with the introduction of evidence and the burden of 
proof shall be upon the applicant, except that with respect to any issue 
presented by a petition to deny or a petition to enlarge the issues, 
such burdens shall be as determined by the Commission.

(f) Temporary authorization of temporary operations under subsection (b)

    When an application subject to subsection (b) of this section has 
been filed, the Commission, notwithstanding the requirements of such 
subsection, may, if the grant of such application is otherwise 
authorized by law and if it finds that there are extraordinary 
circumstances requiring temporary operations in the public interest and 
that delay in the institution of such temporary operations would 
seriously prejudice the public interest, grant a temporary 
authorization, accompanied by a statement of its reasons therefor, to 
permit such temporary operations for a period not exceeding 180 days, 
and upon making like findings may extend such temporary authorization 
for additional periods not to exceed 180 days. When any such grant of a 
temporary authorization is made, the Commission shall give expeditious 
treatment to any timely filed petition to deny such application and to 
any petition for rehearing of such grant filed under section 405 of this 
title.

(g) Classification of applications

    The Commission is authorized to adopt reasonable classifications of 
applications and amendments in order to effectuate the purposes of this 
section.

(h) Form and conditions of station licenses

    Such station licenses as the Commission may grant shall be in such 
general form as it may prescribe, but each license shall contain, in 
addition to other provisions, a statement of the following conditions to 
which such license shall be subject: (1) The station license shall not 
vest in the licensee any right to operate the station nor any right in 
the use of the frequencies designated in the license beyond the term 
thereof nor in any other manner than authorized therein; (2) neither the 
license nor the right granted thereunder shall be assigned or otherwise 
transferred in violation of this chapter; (3) every license issued under 
this chapter shall be subject in terms to the right of use or control 
conferred by section 606 of this title.

(i) Random selection

    (1) General authority.--Except as provided in paragraph (5), if 
there is more than one application for any initial license or 
construction permit, then the Commission shall have the authority to 
grant such license or permit to a qualified applicant through the use of 
a system of random selection.
    (2) No license or construction permit shall be granted to an 
applicant selected pursuant to paragraph (1) unless the Commission 
determines the qualifications of such applicant pursuant to subsection 
(a) of this section and section 308(b) of this title. When substantial 
and material questions of fact exist concerning such qualifications, the 
Commission shall conduct a hearing in order to make such determinations. 
For the purpose of making such determinations, the Commission may, by 
rule, and notwithstanding any other provision of law--
        (A) adopt procedures for the submission of all or part of the 
    evidence in written form;
        (B) delegate the function of presiding at the taking of written 
    evidence to Commission employees other than administrative law 
    judges; and
        (C) omit the determination required by subsection (a) of this 
    section with respect to any application other than the one selected 
    pursuant to paragraph (1).

    (3)(A) The Commission shall establish rules and procedures to ensure 
that, in the administration of any system of random selection under this 
subsection used for granting licenses or construction permits for any 
media of mass communications, significant preferences will be granted to 
applicants or groups of applicants, the grant to which of the license or 
permit would increase the diversification of ownership of the media of 
mass communications. To further diversify the ownership of the media of 
mass communications, an additional significant preference shall be 
granted to any applicant controlled by a member or members of a minority 
group.
    (B) The Commission shall have authority to require each qualified 
applicant seeking a significant preference under subparagraph (A) to 
submit to the Commission such information as may be necessary to enable 
the Commission to make a determination regarding whether such applicant 
shall be granted such preference. Such information shall be submitted in 
such form, at such times, and in accordance with such procedures, as the 
Commission may require.
    (C) For purposes of this paragraph:
        (i) The term ``media of mass communications'' includes 
    television, radio, cable television, multipoint distribution 
    service, direct broadcast satellite service, and other services, the 
    licensed facilities of which may be substantially devoted toward 
    providing programming or other information services within the 
    editorial control of the licensee.
        (ii) The term ``minority group'' includes Blacks, Hispanics, 
    American Indians, Alaska Natives, Asians, and Pacific Islanders.

    (4)(A) The Commission shall, after notice and opportunity for 
hearing, prescribe rules establishing a system of random selection for 
use by the Commission under this subsection in any instance in which the 
Commission, in its discretion, determines that such use is appropriate 
for the granting of any license or permit in accordance with paragraph 
(1).
    (B) The Commission shall have authority to amend such rules from 
time to time to the extent necessary to carry out the provisions of this 
subsection. Any such amendment shall be made after notice and 
opportunity for hearing.
    (C) Not later than 180 days after August 10, 1993, the Commission 
shall prescribe such transfer disclosures and antitrafficking 
restrictions and payment schedules as are necessary to prevent the 
unjust enrichment of recipients of licenses or permits as a result of 
the methods employed to issue licenses under this subsection.
    (5) Termination of authority.--(A) Except as provided in 
subparagraph (B), the Commission shall not issue any license or permit 
using a system of random selection under this subsection after July 1, 
1997.
    (B) Subparagraph (A) of this paragraph shall not apply with respect 
to licenses or permits for stations described in section 397(6) of this 
title.

(j) Use of competitive bidding

                        (1) General authority

        If, consistent with the obligations described in paragraph 
    (6)(E), mutually exclusive applications are accepted for any initial 
    license or construction permit, then, except as provided in 
    paragraph (2), the Commission shall grant the license or permit to a 
    qualified applicant through a system of competitive bidding that 
    meets the requirements of this subsection.

                           (2) Exemptions

        The competitive bidding authority granted by this subsection 
    shall not apply to licenses or construction permits issued by the 
    Commission--
            (A) for public safety radio services, including private 
        internal radio services used by State and local governments and 
        non-government entities and including emergency road services 
        provided by not-for-profit organizations, that--
                (i) are used to protect the safety of life, health, or 
            property; and
                (ii) are not made commercially available to the public;

            (B) for initial licenses or construction permits for digital 
        television service given to existing terrestrial broadcast 
        licensees to replace their analog television service licenses; 
        or
            (C) for stations described in section 397(6) of this title.

            (3) Design of systems of competitive bidding

        For each class of licenses or permits that the Commission grants 
    through the use of a competitive bidding system, the Commission 
    shall, by regulation, establish a competitive bidding methodology. 
    The Commission shall seek to design and test multiple alternative 
    methodologies under appropriate circumstances. The Commission shall, 
    directly or by contract, provide for the design and conduct (for 
    purposes of testing) of competitive bidding using a contingent 
    combinatorial bidding system that permits prospective bidders to bid 
    on combinations or groups of licenses in a single bid and to enter 
    multiple alternative bids within a single bidding round. In 
    identifying classes of licenses and permits to be issued by 
    competitive bidding, in specifying eligibility and other 
    characteristics of such licenses and permits, and in designing the 
    methodologies for use under this subsection, the Commission shall 
    include safeguards to protect the public interest in the use of the 
    spectrum and shall seek to promote the purposes specified in section 
    151 of this title and the following objectives:
            (A) the development and rapid deployment of new 
        technologies, products, and services for the benefit of the 
        public, including those residing in rural areas, without 
        administrative or judicial delays;
            (B) promoting economic opportunity and competition and 
        ensuring that new and innovative technologies are readily 
        accessible to the American people by avoiding excessive 
        concentration of licenses and by disseminating licenses among a 
        wide variety of applicants, including small businesses, rural 
        telephone companies, and businesses owned by members of minority 
        groups and women;
            (C) recovery for the public of a portion of the value of the 
        public spectrum resource made available for commercial use and 
        avoidance of unjust enrichment through the methods employed to 
        award uses of that resource;
            (D) efficient and intensive use of the electromagnetic 
        spectrum; and
            (E) ensure that, in the scheduling of any competitive 
        bidding under this subsection, an adequate period is allowed--
                (i) before issuance of bidding rules, to permit notice 
            and comment on proposed auction procedures; and
                (ii) after issuance of bidding rules, to ensure that 
            interested parties have a sufficient time to develop 
            business plans, assess market conditions, and evaluate the 
            availability of equipment for the relevant services.

                     (4) Contents of regulations

        In prescribing regulations pursuant to paragraph (3), the 
    Commission shall--
            (A) consider alternative payment schedules and methods of 
        calculation, including lump sums or guaranteed installment 
        payments, with or without royalty payments, or other schedules 
        or methods that promote the objectives described in paragraph 
        (3)(B), and combinations of such schedules and methods;
            (B) include performance requirements, such as appropriate 
        deadlines and penalties for performance failures, to ensure 
        prompt delivery of service to rural areas, to prevent 
        stockpiling or warehousing of spectrum by licensees or 
        permittees, and to promote investment in and rapid deployment of 
        new technologies and services;
            (C) consistent with the public interest, convenience, and 
        necessity, the purposes of this chapter, and the characteristics 
        of the proposed service, prescribe area designations and 
        bandwidth assignments that promote (i) an equitable distribution 
        of licenses and services among geographic areas, (ii) economic 
        opportunity for a wide variety of applicants, including small 
        businesses, rural telephone companies, and businesses owned by 
        members of minority groups and women, and (iii) investment in 
        and rapid deployment of new technologies and services;
            (D) ensure that small businesses, rural telephone companies, 
        and businesses owned by members of minority groups and women are 
        given the opportunity to participate in the provision of 
        spectrum-based services, and, for such purposes, consider the 
        use of tax certificates, bidding preferences, and other 
        procedures;
            (E) require such transfer disclosures and antitrafficking 
        restrictions and payment schedules as may be necessary to 
        prevent unjust enrichment as a result of the methods employed to 
        issue licenses and permits; and
            (F) prescribe methods by which a reasonable reserve price 
        will be required, or a minimum bid will be established, to 
        obtain any license or permit being assigned pursuant to the 
        competitive bidding, unless the Commission determines that such 
        a reserve price or minimum bid is not in the public interest.

                (5) Bidder and licensee qualification

        No person shall be permitted to participate in a system of 
    competitive bidding pursuant to this subsection unless such bidder 
    submits such information and assurances as the Commission may 
    require to demonstrate that such bidder's application is acceptable 
    for filing. No license shall be granted to an applicant selected 
    pursuant to this subsection unless the Commission determines that 
    the applicant is qualified pursuant to subsection (a) of this 
    section and sections 308(b) and 310 of this title. Consistent with 
    the objectives described in paragraph (3), the Commission shall, by 
    regulation, prescribe expedited procedures consistent with the 
    procedures authorized by subsection (i)(2) of this section for the 
    resolution of any substantial and material issues of fact concerning 
    qualifications.

                      (6) Rules of construction

        Nothing in this subsection, or in the use of competitive 
    bidding, shall--
            (A) alter spectrum allocation criteria and procedures 
        established by the other provisions of this chapter;
            (B) limit or otherwise affect the requirements of subsection 
        (h) of this section, section 301, 304, 307, 310, or 606 of this 
        title, or any other provision of this chapter (other than 
        subsections (d)(2) and (e) of this section);
            (C) diminish the authority of the Commission under the other 
        provisions of this chapter to regulate or reclaim spectrum 
        licenses;
            (D) be construed to convey any rights, including any 
        expectation of renewal of a license, that differ from the rights 
        that apply to other licenses within the same service that were 
        not issued pursuant to this subsection;
            (E) be construed to relieve the Commission of the obligation 
        in the public interest to continue to use engineering solutions, 
        negotiation, threshold qualifications, service regulations, and 
        other means in order to avoid mutual exclusivity in application 
        and licensing proceedings;
            (F) be construed to prohibit the Commission from issuing 
        nationwide, regional, or local licenses or permits;
            (G) be construed to prevent the Commission from awarding 
        licenses to those persons who make significant contributions to 
        the development of a new telecommunications service or 
        technology; or
            (H) be construed to relieve any applicant for a license or 
        permit of the obligation to pay charges imposed pursuant to 
        section 158 of this title.

          (7) Consideration of revenues in public interest 
                               determinations

        (A) Consideration prohibited

            In making a decision pursuant to section 303(c) of this 
        title to assign a band of frequencies to a use for which 
        licenses or permits will be issued pursuant to this subsection, 
        and in prescribing regulations pursuant to paragraph (4)(C) of 
        this subsection, the Commission may not base a finding of public 
        interest, convenience, and necessity on the expectation of 
        Federal revenues from the use of a system of competitive bidding 
        under this subsection.

        (B) Consideration limited

            In prescribing regulations pursuant to paragraph (4)(A) of 
        this subsection, the Commission may not base a finding of public 
        interest, convenience, and necessity solely or predominantly on 
        the expectation of Federal revenues from the use of a system of 
        competitive bidding under this subsection.

        (C) Consideration of demand for spectrum not affected

            Nothing in this paragraph shall be construed to prevent the 
        Commission from continuing to consider consumer demand for 
        spectrum-based services.

                      (8) Treatment of revenues

        (A) General rule

            Except as provided in subparagraph (B), all proceeds from 
        the use of a competitive bidding system under this subsection 
        shall be deposited in the Treasury in accordance with chapter 33 
        of title 31.

        (B) Retention of revenues

            Notwithstanding subparagraph (A), the salaries and expenses 
        account of the Commission shall retain as an offsetting 
        collection such sums as may be necessary from such proceeds for 
        the costs of developing and implementing the program required by 
        this subsection. Such offsetting collections shall be available 
        for obligation subject to the terms and conditions of the 
        receiving appropriations account, and shall be deposited in such 
        accounts on a quarterly basis. Such offsetting collections are 
        authorized to remain available until expended. No sums may be 
        retained under this subparagraph during any fiscal year 
        beginning after September 30, 1998, if the annual report of the 
        Commission under section 154(k) of this title for the second 
        preceding fiscal year fails to include in the itemized statement 
        required by paragraph (3) of such section a statement of each 
        expenditure made for purposes of conducting competitive bidding 
        under this subsection during such second preceding fiscal year.

        (C) Deposit and use of auction escrow accounts

            Any deposits the Commission may require for the 
        qualification of any person to bid in a system of competitive 
        bidding pursuant to this subsection shall be deposited in an 
        interest bearing account at a financial institution designated 
        for purposes of this subsection by the Commission (after 
        consultation with the Secretary of the Treasury). Within 45 days 
        following the conclusion of the competitive bidding--
                (i) the deposits of successful bidders shall be paid to 
            the Treasury;
                (ii) the deposits of unsuccessful bidders shall be 
            returned to such bidders; and
                (iii) the interest accrued to the account shall be 
            transferred to the Telecommunications Development Fund 
            established pursuant to section 614 of this title.

                (9) Use of former Government spectrum

        The Commission shall, not later than 5 years after August 10, 
    1993, issue licenses and permits pursuant to this subsection for the 
    use of bands of frequencies that--
            (A) in the aggregate span not less than 10 megahertz; and
            (B) have been reassigned from Government use pursuant to 
        part B of the National Telecommunications and Information 
        Administration Organization Act [47 U.S.C. 921 et seq.].

      (10) Authority contingent on availability of additional 
                                  spectrum

        (A) Initial conditions

            The Commission's authority to issue licenses or permits 
        under this subsection shall not take effect unless--
                (i) the Secretary of Commerce has submitted to the 
            Commission the report required by section 113(d)(1) of the 
            National Telecommunications and Information Administration 
            Organization Act [47 U.S.C. 923(d)(1)];
                (ii) such report recommends for immediate reallocation 
            bands of frequencies that, in the aggregate, span not less 
            than 50 megahertz;
                (iii) such bands of frequencies meet the criteria 
            required by section 113(a) of such Act [47 U.S.C. 923(a)]; 
            and
                (iv) the Commission has completed the rulemaking 
            required by section 332(c)(1)(D) of this title.

        (B) Subsequent conditions

            The Commission's authority to issue licenses or permits 
        under this subsection on and after 2 years after August 10, 
        1993, shall cease to be effective if--
                (i) the Secretary of Commerce has failed to submit the 
            report required by section 113(a) of the National 
            Telecommunications and Information Administration 
            Organization Act [47 U.S.C. 923(a)];
                (ii) the President has failed to withdraw and limit 
            assignments of frequencies as required by paragraphs (1) and 
            (2) of section 114(a) of such Act [47 U.S.C. 924(a)];
                (iii) the Commission has failed to issue the regulations 
            required by section 115(a) of such Act [47 U.S.C. 925(a)];
                (iv) the Commission has failed to complete and submit to 
            Congress, not later than 18 months after August 10, 1993, a 
            study of current and future spectrum needs of State and 
            local government public safety agencies through the year 
            2010, and a specific plan to ensure that adequate 
            frequencies are made available to public safety licensees; 
            or
                (v) the Commission has failed under section 332(c)(3) of 
            this title to grant or deny within the time required by such 
            section any petition that a State has filed within 90 days 
            after August 10, 1993;

        until such failure has been corrected.

                          (11) Termination

        The authority of the Commission to grant a license or permit 
    under this subsection shall expire September 30, 2007.

                           (12) Evaluation

        Not later than September 30, 1997, the Commission shall conduct 
    a public inquiry and submit to the Congress a report--
            (A) containing a statement of the revenues obtained, and a 
        projection of the future revenues, from the use of competitive 
        bidding systems under this subsection;
            (B) describing the methodologies established by the 
        Commission pursuant to paragraphs (3) and (4);
            (C) comparing the relative advantages and disadvantages of 
        such methodologies in terms of attaining the objectives 
        described in such paragraphs;
            (D) evaluating whether and to what extent--
                (i) competitive bidding significantly improved the 
            efficiency and effectiveness of the process for granting 
            radio spectrum licenses;
                (ii) competitive bidding facilitated the introduction of 
            new spectrum-based technologies and the entry of new 
            companies into the telecommunications market;
                (iii) competitive bidding methodologies have secured 
            prompt delivery of service to rural areas and have 
            adequately addressed the needs of rural spectrum users; and
                (iv) small businesses, rural telephone companies, and 
            businesses owned by members of minority groups and women 
            were able to participate successfully in the competitive 
            bidding process; and

            (E) recommending any statutory changes that are needed to 
        improve the competitive bidding process.

    (13) Recovery of value of public spectrum in connection with 
                             pioneer preferences

        (A) In general

            Notwithstanding paragraph (6)(G), the Commission shall not 
        award licenses pursuant to a preferential treatment accorded by 
        the Commission to persons who make significant contributions to 
        the development of a new telecommunications service or 
        technology, except in accordance with the requirements of this 
        paragraph.

        (B) Recovery of value

            The Commission shall recover for the public a portion of the 
        value of the public spectrum resource made available to such 
        person by requiring such person, as a condition for receipt of 
        the license, to agree to pay a sum determined by--
                (i) identifying the winning bids for the licenses that 
            the Commission determines are most reasonably comparable in 
            terms of bandwidth, scope of service area, usage 
            restrictions, and other technical characteristics to the 
            license awarded to such person, and excluding licenses that 
            the Commission determines are subject to bidding anomalies 
            due to the award of preferential treatment;
                (ii) dividing each such winning bid by the population of 
            its service area (hereinafter referred to as the per capita 
            bid amount);
                (iii) computing the average of the per capita bid 
            amounts for the licenses identified under clause (i);
                (iv) reducing such average amount by 15 percent; and
                (v) multiplying the amount determined under clause (iv) 
            by the population of the service area of the license 
            obtained by such person.

        (C) Installments permitted

            The Commission shall require such person to pay the sum 
        required by subparagraph (B) in a lump sum or in guaranteed 
        installment payments, with or without royalty payments, over a 
        period of not more than 5 years.

        (D) Rulemaking on pioneer preferences

            Except with respect to pending applications described in 
        clause (iv) of this subparagraph, the Commission shall prescribe 
        regulations specifying the procedures and criteria by which the 
        Commission will evaluate applications for preferential treatment 
        in its licensing processes (by precluding the filing of mutually 
        exclusive applications) for persons who make significant 
        contributions to the development of a new service or to the 
        development of new technologies that substantially enhance an 
        existing service. Such regulations shall--
                (i) specify the procedures and criteria by which the 
            significance of such contributions will be determined, after 
            an opportunity for review and verification by experts in the 
            radio sciences drawn from among persons who are not 
            employees of the Commission or by any applicant for such 
            preferential treatment;
                (ii) include such other procedures as may be necessary 
            to prevent unjust enrichment by ensuring that the value of 
            any such contribution justifies any reduction in the amounts 
            paid for comparable licenses under this subsection;
                (iii) be prescribed not later than 6 months after 
            December 8, 1994;
                (iv) not apply to applications that have been accepted 
            for filing on or before September 1, 1994; and
                (v) cease to be effective on the date of the expiration 
            of the Commission's authority under subparagraph (F).

        (E) Implementation with respect to pending applications

            In applying this paragraph to any broadband licenses in the 
        personal communications service awarded pursuant to the 
        preferential treatment accorded by the Federal Communications 
        Commission in the Third Report and Order in General Docket 90-
        314 (FCC 93-550, released February 3, 1994)--
                (i) the Commission shall not reconsider the award of 
            preferences in such Third Report and Order, and the 
            Commission shall not delay the grant of licenses based on 
            such awards more than 15 days following December 8, 1994, 
            and the award of such preferences and licenses shall not be 
            subject to administrative or judicial review;
                (ii) the Commission shall not alter the bandwidth or 
            service areas designated for such licenses in such Third 
            Report and Order;
                (iii) except as provided in clause (v), the Commission 
            shall use, as the most reasonably comparable licenses for 
            purposes of subparagraph (B)(i), the broadband licenses in 
            the personal communications service for blocks A and B for 
            the 20 largest markets (ranked by population) in which no 
            applicant has obtained preferential treatment;
                (iv) for purposes of subparagraph (C), the Commission 
            shall permit guaranteed installment payments over a period 
            of 5 years, subject to--
                    (I) the payment only of interest on unpaid balances 
                during the first 2 years, commencing not later than 30 
                days after the award of the license (including any 
                preferential treatment used in making such award) is 
                final and no longer subject to administrative or 
                judicial review, except that no such payment shall be 
                required prior to the date of completion of the auction 
                of the comparable licenses described in clause (iii); 
                and
                    (II) payment of the unpaid balance and interest 
                thereon after the end of such 2 years in accordance with 
                the regulations prescribed by the Commission; and

                (v) the Commission shall recover with respect to 
            broadband licenses in the personal communications service an 
            amount under this paragraph that is equal to not less than 
            $400,000,000, and if such amount is less than $400,000,000, 
            the Commission shall recover an amount equal to $400,000,000 
            by allocating such amount among the holders of such licenses 
            based on the population of the license areas held by each 
            licensee.

        The Commission shall not include in any amounts required to be 
        collected under clause (v) the interest on unpaid balances 
        required to be collected under clause (iv).

        (F) Expiration

            The authority of the Commission to provide preferential 
        treatment in licensing procedures (by precluding the filing of 
        mutually exclusive applications) to persons who make significant 
        contributions to the development of a new service or to the 
        development of new technologies that substantially enhance an 
        existing service shall expire on August 5, 1997.

        (G) Effective date

            This paragraph shall be effective on December 8, 1994, and 
        apply to any licenses issued on or after August 1, 1994, by the 
        Federal Communications Commission pursuant to any licensing 
        procedure that provides preferential treatment (by precluding 
        the filing of mutually exclusive applications) to persons who 
        make significant contributions to the development of a new 
        service or to the development of new technologies that 
        substantially enhance an existing service.

      (14) Auction of recaptured broadcast television spectrum

        (A) Limitations on terms of terrestrial television broadcast 
                licenses

            A television broadcast license that authorizes analog 
        television service may not be renewed to authorize such service 
        for a period that extends beyond December 31, 2006.

        (B) Extension

            The Commission shall extend the date described in 
        subparagraph (A) for any station that requests such extension in 
        any television market if the Commission finds that--
                (i) one or more of the stations in such market that are 
            licensed to or affiliated with one of the four largest 
            national television networks are not broadcasting a digital 
            television service signal, and the Commission finds that 
            each such station has exercised due diligence and satisfies 
            the conditions for an extension of the Commission's 
            applicable construction deadlines for digital television 
            service in that market;
                (ii) digital-to-analog converter technology is not 
            generally available in such market; or
                (iii) in any market in which an extension is not 
            available under clause (i) or (ii), 15 percent or more of 
            the television households in such market--
                    (I) do not subscribe to a multichannel video 
                programming distributor (as defined in section 522 of 
                this title) that carries one of the digital television 
                service programming channels of each of the television 
                stations broadcasting such a channel in such market; and
                    (II) do not have either--
                        (a) at least one television receiver capable of 
                    receiving the digital television service signals of 
                    the television stations licensed in such market; or
                        (b) at least one television receiver of analog 
                    television service signals equipped with digital-to-
                    analog converter technology capable of receiving the 
                    digital television service signals of the television 
                    stations licensed in such market.

        (C) Spectrum reversion and resale

            (i) The Commission shall--
                (I) ensure that, as licenses for analog television 
            service expire pursuant to subparagraph (A) or (B), each 
            licensee shall cease using electromagnetic spectrum assigned 
            to such service according to the Commission's direction; and
                (II) reclaim and organize the electromagnetic spectrum 
            in a manner consistent with the objectives described in 
            paragraph (3) of this subsection.

            (ii) Licensees for new services occupying spectrum reclaimed 
        pursuant to clause (i) shall be assigned in accordance with this 
        subsection.

        (D) Certain limitations on qualified bidders prohibited

            In prescribing any regulations relating to the qualification 
        of bidders for spectrum reclaimed pursuant to subparagraph 
        (C)(i), the Commission, for any license that may be used for any 
        digital television service where the grade A contour of the 
        station is projected to encompass the entirety of a city with a 
        population in excess of 400,000 (as determined using the 1990 
        decennial census), shall not--
                (i) preclude any party from being a qualified bidder for 
            such spectrum on the basis of--
                    (I) the Commission's duopoly rule (47 C.F.R. 
                73.3555(b)); or
                    (II) the Commission's newspaper cross-ownership rule 
                (47 C.F.R. 73.3555(d)); or

                (ii) apply either such rule to preclude such a party 
            that is a winning bidder in a competitive bidding for such 
            spectrum from using such spectrum for digital television 
            service.

           (15) Commission to determine timing of auctions

        (A) Commission authority

            Subject to the provisions of this subsection (including 
        paragraph (11)), but notwithstanding any other provision of law, 
        the Commission shall determine the timing of and deadlines for 
        the conduct of competitive bidding under this subsection, 
        including the timing of and deadlines for qualifying for 
        bidding; conducting auctions; collecting, depositing, and 
        reporting revenues; and completing licensing processes and 
        assigning licenses.

        (B) Termination of portions of auctions 31 and 44

            Except as provided in subparagraph (C), the Commission shall 
        not commence or conduct auctions 31 and 44 on June 19, 2002, as 
        specified in the public notices of March 19, 2002, and March 20, 
        2002 (DA 02-659 and DA 02-563).

        (C) Exception

            (i) Blocks excepted

                Subparagraph (B) shall not apply to the auction of--
                    (I) the C-block of licenses on the bands of 
                frequencies located at 710-716 megahertz, and 740-746 
                megahertz; or
                    (II) the D-block of licenses on the bands of 
                frequencies located at 716-722 megahertz.
            (ii) Eligible bidders

                The entities that shall be eligible to bid in the 
            auction of the C-block and D-block licenses described in 
            clause (i) shall be those entities that were qualified 
            entities, and that submitted applications to participate in 
            auction 44, by May 8, 2002, as part of the original auction 
            44 short form filing deadline.
            (iii) Auction deadlines for excepted blocks

                Notwithstanding subparagraph (B), the auction of the C-
            block and D-block licenses described in clause (i) shall be 
            commenced no earlier than August 19, 2002, and no later than 
            September 19, 2002, and the proceeds of such auction shall 
            be deposited in accordance with paragraph (8) not later than 
            December 31, 2002.
            (iv) Report

                Within one year after June 19, 2002, the Commission 
            shall submit a report to Congress--
                    (I) specifying when the Commission intends to 
                reschedule auctions 31 and 44 (other than the blocks 
                excepted by clause (i)); and
                    (II) describing the progress made by the Commission 
                in the digital television transition and in the 
                assignment and allocation of additional spectrum for 
                advanced mobile communications services that warrants 
                the scheduling of such auctions.

        (D) Return of payments

            Within one month after June 19, 2002, the Commission shall 
        return to the bidders for licenses in the A-block, B-block, and 
        E-block of auction 44 the full amount of all upfront payments 
        made by such bidders for such licenses.

(k) Broadcast station renewal procedures

                      (1) Standards for renewal

        If the licensee of a broadcast station submits an application to 
    the Commission for renewal of such license, the Commission shall 
    grant the application if it finds, with respect to that station, 
    during the preceding term of its license--
            (A) the station has served the public interest, convenience, 
        and necessity;
            (B) there have been no serious violations by the licensee of 
        this chapter or the rules and regulations of the Commission; and
            (C) there have been no other violations by the licensee of 
        this chapter or the rules and regulations of the Commission 
        which, taken together, would constitute a pattern of abuse.

             (2) Consequence of failure to meet standard

        If any licensee of a broadcast station fails to meet the 
    requirements of this subsection, the Commission may deny the 
    application for renewal in accordance with paragraph (3), or grant 
    such application on terms and conditions as are appropriate, 
    including renewal for a term less than the maximum otherwise 
    permitted.

                      (3) Standards for denial

        If the Commission determines, after notice and opportunity for a 
    hearing as provided in subsection (e) of this section, that a 
    licensee has failed to meet the requirements specified in paragraph 
    (1) and that no mitigating factors justify the imposition of lesser 
    sanctions, the Commission shall--
            (A) issue an order denying the renewal application filed by 
        such licensee under section 308 of this title; and
            (B) only thereafter accept and consider such applications 
        for a construction permit as may be filed under section 308 of 
        this title specifying the channel or broadcasting facilities of 
        the former licensee.

               (4) Competitor consideration prohibited

        In making the determinations specified in paragraph (1) or (2), 
    the Commission shall not consider whether the public interest, 
    convenience, and necessity might be served by the grant of a license 
    to a person other than the renewal applicant.

(l) Applicability of competitive bidding to pending comparative 
        licensing cases

    With respect to competing applications for initial licenses or 
construction permits for commercial radio or television stations that 
were filed with the Commission before July 1, 1997, the Commission 
shall--
        (1) have the authority to conduct a competitive bidding 
    proceeding pursuant to subsection (j) of this section to assign such 
    license or permit;
        (2) treat the persons filing such applications as the only 
    persons eligible to be qualified bidders for purposes of such 
    proceeding; and
        (3) waive any provisions of its regulations necessary to permit 
    such persons to enter an agreement to procure the removal of a 
    conflict between their applications during the 180-day period 
    beginning on August 5, 1997.

(June 19, 1934, ch. 652, title III, Sec. 309, 48 Stat. 1085; July 16, 
1952, ch. 879, Sec. 7, 66 Stat. 715; Mar. 26, 1954, ch. 110, 68 Stat. 
35; Jan. 20, 1956, ch. 1, 70 Stat. 3; Pub. L. 86-752, Sec. 4(a), Sept. 
13, 1960, 74 Stat. 889; Pub. L. 88-306, May 14, 1964, 78 Stat. 193; Pub. 
L. 88-307, May 14, 1964, 78 Stat. 194; Pub. L. 97-35, title XII, 
Sec. 1242(a), Aug. 13, 1981, 95 Stat. 736; Pub. L. 97-259, title I, 
Secs. 114, 115, Sept. 13, 1982, 96 Stat. 1094; Pub. L. 98-549, 
Sec. 6(b)(1), Oct. 30, 1984, 98 Stat. 2804; Pub. L. 103-66, title VI, 
Sec. 6002(a), (b)(1), Aug. 10, 1993, 107 Stat. 387, 392; Pub. L. 103-
414, title III, Secs. 303(a)(16), (17), 304(a)(9), Oct. 25, 1994, 108 
Stat. 4295, 4297; Pub. L. 103-465, title VIII, Sec. 801, Dec. 8, 1994, 
108 Stat. 5050; Pub. L. 104-104, title II, Sec. 204(a), title IV, 
Sec. 403(j), title VII, Secs. 707(a), 710(c), Feb. 8, 1996, 110 Stat. 
112, 131, 154, 161; Pub. L. 105-33, title III, Secs. 3002(a)(1)-(3), 
3003, Aug. 5, 1997, 111 Stat. 258, 260, 265; Pub. L. 107-195, Sec. 3(a), 
(b)(1), June 19, 2002, 116 Stat. 716, 717.)

                       References in Text

    The National Telecommunications and Information Administration 
Organization Act, referred to in subsec. (j)(9)(B), is title I of Pub. 
L. 102-538, Oct. 27, 1992, 106 Stat. 3533, as amended. Part B of the Act 
is classified generally to subchapter II (Sec. 921 et seq.) of chapter 8 
of this title. For complete classification of this Act to the Code, see 
Short Title note set out under section 901 of this title and Tables.


                               Amendments

    2002--Subsec. (j)(14)(C)(ii). Pub. L. 107-195, Sec. 3(b)(1), struck 
out at end ``The Commission shall complete the assignment of such 
licenses, and report to the Congress the total revenues from such 
competitive bidding, by September 30, 2002.''
    Subsec. (j)(15). Pub. L. 107-195, Sec. 3(a), added par. (15).
    1997--Subsec. (i)(1). Pub. L. 105-33, Sec. 3002(a)(2)(A), added par. 
(1) and struck out heading and text of former par. (1). Text read as 
follows: ``If--
        ``(A) there is more than one application for any initial license 
    or construction permit which will involve a use of the 
    electromagnetic spectrum; and
        ``(B) the Commission has determined that the use is not 
    described in subsection (j)(2)(A) of this section;
then the Commission shall have the authority to grant such license or 
permit to a qualified applicant through the use of a system of random 
selection.''
    Subsec. (i)(5). Pub. L. 105-33, Sec. 3002(a)(2)(B), added par. (5).
    Subsec. (j)(1), (2). Pub. L. 105-33, Sec. 3002(a)(1)(A), added pars. 
(1) and (2) and struck out former pars. (1) and (2) which read as 
follows:
    ``(1) General authority.--If mutually exclusive applications are 
accepted for filing for any initial license or construction permit which 
will involve a use of the electromagnetic spectrum described in 
paragraph (2), then the Commission shall have the authority, subject to 
paragraph (10), to grant such license or permit to a qualified applicant 
through the use of a system of competitive bidding that meets the 
requirements of this subsection.
    ``(2) Uses to which bidding may apply.--A use of the electromagnetic 
spectrum is described in this paragraph if the Commission determines 
that--
        ``(A) the principal use of such spectrum will involve, or is 
    reasonably likely to involve, the licensee receiving compensation 
    from subscribers in return for which the licensee--
            ``(i) enables those subscribers to receive communications 
        signals that are transmitted utilizing frequencies on which the 
        licensee is licensed to operate; or
            ``(ii) enables those subscribers to transmit directly 
        communications signals utilizing frequencies on which the 
        licensee is licensed to operate; and
        ``(B) a system of competitive bidding will promote the 
    objectives described in paragraph (3).''
    Subsec. (j)(3). Pub. L. 105-33, Sec. 3002(a)(1)(B)(i), inserted 
after second sentence of introductory provisions ``The Commission shall, 
directly or by contract, provide for the design and conduct (for 
purposes of testing) of competitive bidding using a contingent 
combinatorial bidding system that permits prospective bidders to bid on 
combinations or groups of licenses in a single bid and to enter multiple 
alternative bids within a single bidding round.''
    Subsec. (j)(3)(E). Pub. L. 105-33, Sec. 3002(a)(1)(B)(ii)-(iv), 
added subpar. (E).
    Subsec. (j)(4)(F). Pub. L. 105-33, Sec. 3002(a)(1)(C), added subpar. 
(F).
    Subsec. (j)(8)(B). Pub. L. 105-33, Sec. 3002(a)(1)(D), struck out 
``Any funds appropriated to the Commission for fiscal years 1994 through 
1998 for the purpose of assigning licenses using random selection under 
subsection (i) of this section shall be used by the Commission to 
implement this subsection.'' after ``quarterly basis.'' and inserted at 
end ``No sums may be retained under this subparagraph during any fiscal 
year beginning after September 30, 1998, if the annual report of the 
Commission under section 154(k) of this title for the second preceding 
fiscal year fails to include in the itemized statement required by 
paragraph (3) of such section a statement of each expenditure made for 
purposes of conducting competitive bidding under this subsection during 
such second preceding fiscal year.''
    Subsec. (j)(11). Pub. L. 105-33, Sec. 3002(a)(1)(E), substituted 
``2007'' for ``1998''.
    Subsec. (j)(13)(F). Pub. L. 105-33, Sec. 3002(a)(1)(F), substituted 
``August 5, 1997'' for ``September 30, 1998''.
    Subsec. (j)(14). Pub. L. 105-33, Sec. 3003, added par. (14).
    Subsec. (l). Pub. L. 105-33, Sec. 3002(a)(3), added subsec. (l).
    1996--Subsec. (b)(2)(A) to (G). Pub. L. 104-104, Sec. 403(j), 
redesignated subpars. (B) to (G) as (A) to (F), respectively, and struck 
out former subpar. (A) which read as follows: ``fixed point-to-point 
microwave stations (exclusive of control and relay stations used as 
integral parts of mobile radio systems),''.
    Subsec. (d). Pub. L. 104-104, Sec. 204(a)(2), inserted ``(or 
subsection (k) of this section in the case of renewal of any broadcast 
station license)'' after ``with subsection (a) of this section'' 
wherever appearing.
    Subsec. (j)(8)(B). Pub. L. 104-104, Sec. 710(c), inserted at end 
``Such offsetting collections are authorized to remain available until 
expended.''
    Subsec. (j)(8)(C). Pub. L. 104-104, Sec. 707(a), added subpar. (C).
    Subsec. (k). Pub. L. 104-104, Sec. 204(a)(1), added subsec. (k).
    1994--Subsec. (c)(2)(F). Pub. L. 103-414, Sec. 303(a)(16), 
substituted ``section 325(c)'' for ``section 325(b)''.
    Subsec. (i)(4)(A). Pub. L. 103-414, Sec. 304(a)(9), which directed 
substitution of ``The Commission shall'' for ``The commission, not later 
than 180 days after the date of the enactment of the Communications 
Technical Amendments Act of 1982, shall'', was executed by making the 
substitution for ``The Commission, not later than 180 days after the 
date of the enactment of the Communications Amendments Act of 1982, 
shall'', which for purposes of codification had been translated as ``The 
Commission, not later than 180 days after September 13, 1982, shall'', 
to reflect the probable intent of Congress and the amendment by Pub. L. 
103-414, Sec. 303(a)(17). See below.
    Pub. L. 103-414, Sec. 303(a)(17), substituted ``date of the 
enactment of the Communications Amendments Act of 1982'' for ``date of 
the enactment of the Communications Technical Amendments Act of 1982'', 
which for purposes of codification had been translated as ``September 
13, 1982'', thus resulting in no change in text.
    Subsec. (j)(13). Pub. L. 103-465 added par. (13).
    1993--Subsec. (i). Pub. L. 103-66, Sec. 6002(b)(1), inserted subsec. 
heading, added par. (1), struck out former par. (1), and in par. (4), 
added subpar. (C). Prior to amendment, par. (1) read as follows: ``If 
there is more than one application for any initial license or 
construction permit which will involve any use of the electromagnetic 
spectrum, then the Commission, after determining that each such 
application is acceptable for filing, shall have authority to grant such 
license or permit to a qualified applicant through the use of a system 
of random selection.''
    Subsec. (j). Pub. L. 103-66, Sec. 6002(a), added subsec. (j).
    1984--Subsec. (h). Pub. L. 98-549 substituted ``section 706'' for 
``section 606'' in the original to accommodate renumbering of sections 
in subchapter VI (section 601 et seq.) of this chapter by section 6(a) 
of Pub. L. 98-549. Because both sections translate as ``section 606 of 
this title'', the amendment by section 6(b)(1) of Pub. L. 98-549 
resulted in no change in text.
    1982--Subsec. (f). Pub. L. 97-259, Sec. 114, substituted 
``temporary'' for ``emergency'' wherever appearing, ``additional 
periods'' for ``one additional period'', and ``180 days'' for ``ninety 
days'' wherever appearing.
    Subsec. (i)(1). Pub. L. 97-259, Sec. 115(a), substituted 
``application'' for ``applicant'' after ``more than one'', and ``that 
each such application is acceptable for filing'' for ``the 
qualifications of each such applicant under section 308(b) of this 
title''.
    Subsec. (i)(2). Pub. L. 97-259, Sec. 115(b), amended par. (2) 
generally. Prior to amendment, par. (2) read as follows: ``The 
determination of the Commission under paragraph (1) with respect to the 
qualifications of applicants for an initial license or construction 
permit shall be made after notice and opportunity for a hearing, except 
that the provisions of section 409(c)(2) of this title shall not apply 
in the case of any such determination.''
    Subsec. (i)(3)(A). Pub. L. 97-259, Sec. 115(c)(1), substituted 
``used for granting licenses or construction permits for any media of 
mass communications, significant preferences will be granted to 
applicants or groups of applicants, the grant to which of the license or 
permit would increase the diversification of ownership of the media of 
mass communications. To further diversify the ownership of the media of 
mass communications, an additional significant preference shall be 
granted to any applicant controlled by a member or members of a minority 
group'' for ``, groups or organizations, or members of groups or 
organizations, which are underrepresented in the ownership of 
telecommunications facilities or properties will be granted significant 
preferences''.
    Subsec. (i)(3)(C). Pub. L. 97-259, Sec. 115(c)(2), added subpar. 
(C).
    Subsec. (i)(4)(A). Pub. L. 97-259, Sec. 115(d), substituted 
``September 13, 1982,'' for ``August 13, 1981,''.
    1981--Subsec. (i). Pub. L. 97-35 added subsec. (i).
    1964--Subsec. (c)(2)(G). Pub. L. 88-307 inserted ``not to exceed 
sixty days''.
    Subsec. (e). Pub. L. 88-306 substituted ``not more than thirty days 
after publication of the hearing issues or any substantial amendment 
thereto in the Federal Register'' for ``at any time not less than ten 
days prior to the date of hearing''.
    1960--Pub. L. 86-752 amended section generally to revise pre-grant 
procedure, and, among other changes, a public notice was substituted for 
a mandatory notice to applicants and interested parties before hearings 
upon applications; the Commission was required to hold applications for 
30 days before acting upon them without hearings; interested parties 
were permitted to file petitions to deny applications before the 
Commission acted upon them without hearings, in lieu of 30 days after 
applications were granted; interested parties were required to support 
their petitions with ``specific'' allegations of fact; the Commission 
was permitted to dispense with formal hearings when there are ``no 
substantial or material questions of fact,'' subject to a requirement 
that it issue a ``concise statement of the reasons'' for its action.
    1956--Subsec. (c). Act Jan. 20, 1956, struck out hearings with 
respect to facts which, even if true, would not be grounds for setting 
aside the Commission's grant; gave the Commission discretion to keep in 
effect the protested authorization but required the Commission to 
affirmatively find and set forth that the public interest requires grant 
to remain in effect; and authorized Commission to redraft issues urged 
by protestant in accordance with the facts alleged in the protest.
    1954--Subsec. (c). Act Mar. 26, 1954, substituted ``thirty days'' 
for ``fifteen days'' in fourth sentence.
    1952--Act July 16, 1952, amended section generally to set forth 
procedure to be followed in cases of denial of applications.


                    Effective Date of 1997 Amendment

    Section 3002(a)(5) of Pub. L. 105-33 provided that: ``Except as 
otherwise provided therein, the amendments made by this subsection 
[amending this section] are effective on July 1, 1997.''


                    Effective Date of 1996 Amendment

    Amendment by section 204(a) of Pub. L. 104-104 applicable to 
applications filed after May 1, 1995, see section 204(c) of Pub. L. 104-
104, set out as a note under section 308 of this title.


                    Effective Date of 1984 Amendment

    Amendment by Pub. L. 98-549 effective 60 days after Oct. 30, 1984, 
except where otherwise expressly provided, see section 9(a) of Pub. L. 
98-549, set out as a note under section 521 of this title.


                    Effective Date of 1960 Amendment

    Section 4(d)(1)-(3) of Pub. L. 86-752 provided that:
    ``(1) Subsections (a) and (b) of this section [amending this section 
and section 319 of this title] shall take effect ninety days after the 
date of the enactment of this Act [Sept. 13, 1960].
    ``(2) Section 309 of the Communications Act of 1934 [this section] 
(as amended by subsection (a) of this section) shall apply to any 
application to which section 308 of such Act [section 308 of this title] 
applies (A) which is filed on or after the effective date of subsection 
(a) of this section, (B) which is filed before such effective date, but 
is substantially amended on or after such effective date, or (C) which 
is filed before such effective date and is not substantially amended on 
or after such effective date, but with respect to which the Commission 
by rule provides reasonable opportunity to file petitions to deny in 
accordance with section 309 of such Act (as amended by subsection (a) of 
this section) [this section].
    ``(3) Section 309 of the Communications Act of 1934 [this section], 
as in effect immediately before the effective date of subsection (a) of 
this section, shall, on and after such effective date, apply only to 
applications to which section 308 of such Act [section 308 of this 
title] apply which are filed before such effective date and not 
substantially amended on or after such effective date and with respect 
to which the Commission does not permit petitions to deny to be filed as 
provided in clause (C) of paragraph (2) of this subsection.''


                                Findings

    Pub. L. 107-195, Sec. 2, June 19, 2002, 116 Stat. 715, provided 
that: ``Congress finds the following:
        ``(1) Circumstances in the telecommunications market have 
    changed dramatically since the auctioning of spectrum in the 700 
    megahertz band was originally mandated by Congress in 1997, raising 
    serious questions as to whether the original deadlines, or the 
    subsequent revision of the deadlines, are consistent with sound 
    telecommunications policy and spectrum management principles.
        ``(2) No comprehensive plan yet exists for allocating additional 
    spectrum for third-generation wireless and other advanced 
    communications services. The Federal Communications Commission 
    should have the flexibility to auction frequencies in the 700 
    megahertz band for such purposes.
        ``(3) The study being conducted by the National 
    Telecommunications and Information Administration in consultation 
    with the Department of Defense to determine whether the Department 
    of Defense can share or relinquish additional spectrum for third 
    generation wireless and other advanced communications services will 
    not be completed until after the June 19th auction date for the 
    upper 700 megahertz band, and long after the applications must be 
    filed to participate in the auction, thereby creating further 
    uncertainty as to whether the frequencies in the 700 megahertz band 
    will be put to their highest and best use for the benefit of 
    consumers.
        ``(4) The Federal Communications Commission is also in the 
    process of determining how to resolve the interference problems that 
    exist in the 800 megahertz band, especially for public safety. One 
    option being considered for the 800 megahertz band would involve the 
    700 megahertz band. The Commission should not hold the 700 megahertz 
    auction before the 800 megahertz interference issues are resolved or 
    a tenable plan has been conceived.
        ``(5) The 700 megahertz band is currently occupied by television 
    broadcasters, and will be so until the transfer to digital 
    television is completed. This situation creates a tremendous amount 
    of uncertainty concerning when the spectrum will be available and 
    reduces the value placed on the spectrum by potential bidders. The 
    encumbrance of the 700 megahertz band reduces both the amount of 
    money that the auction would be likely to produce and the 
    probability that the spectrum would be purchased by the entities 
    that valued the spectrum the most and would put the spectrum to its 
    most productive use.
        ``(6) The Commission's rules governing voluntary mechanisms for 
    vacating the 700 megahertz band by broadcast stations--
            ``(A) produced no certainty that the band would be available 
        for advanced mobile communications services, public safety 
        operations, or other wireless services any earlier than the 
        existing statutory framework provides; and
            ``(B) should advance the transition of digital television 
        and must not result in the unjust enrichment of any incumbent 
        licensee.''


                    Compliance With Auction Authority

    Pub. L. 107-195, Sec. 4, June 19, 2002, 116 Stat. 717, provided 
that: ``The Federal Communications Commission shall conduct rescheduled 
auctions 31 and 44 prior to the expiration of the auction authority 
under section 309(j)(11) of the Communications Act of 1934 (47 U.S.C. 
309(j)(11)).''


                 Preservation of Broadcaster Obligations

    Pub. L. 107-195, Sec. 5, June 19, 2002, 116 Stat. 717, provided 
that: ``Nothing in this Act [see Short Title of 2002 Amendment note set 
out under section 609 of this title] shall be construed to relieve 
television broadcast station licensees of the obligation to complete the 
digital television service conversion as required by section 309(j)(14) 
of the Communications Act of 1934 (47 U.S.C. 309(j)(14)).''


                         Deadline for Collection

    Pub. L. 105-33, title III, Sec. 3007, Aug. 5, 1997, 111 Stat. 269, 
which provided that the Commission was to conduct the competitive 
bidding required under title III of Pub. L. 105-33, which enacted 
section 337 of this title, amended this section and sections 153, 303, 
and 923 to 925 of this title, enacted provisions set out as notes under 
this section and sections 153, 254, and 925 of this title, and repealed 
provisions set out as a note under this section, in a manner that 
ensured that all proceeds of such bidding would be deposited in 
accordance with section 309(j)(8) of this title not later than Sept. 30, 
2002, was repealed by Pub. L. 107-195, Sec. 3(b)(2), June 19, 2002, 116 
Stat. 717.


             Administrative Procedures for Spectrum Auctions

    Section 3008 of title III of Pub. L. 105-33 provided that: 
``Notwithstanding section 309(b) of the Communications Act of 1934 (47 
U.S.C. 309(b)), no application for an instrument of authorization for 
frequencies assigned under this title [enacting section 337 of this 
title, amending this section and sections 153, 303, and 923 to 925 of 
this title, enacting provisions set out as notes under this section and 
sections 153, 254, and 925 of this title, and repealing provisions set 
out as a note under this section] (or amendments made by this title) 
shall be granted by the Commission earlier than 7 days following 
issuance of public notice by the Commission of the acceptance for filing 
of such application or of any substantial amendment thereto. 
Notwithstanding section 309(d)(1) of such Act (47 U.S.C. 309(d)(1)), the 
Commission may specify a period (no less than 5 days following issuance 
of such public notice) for the filing of petitions to deny any 
application for an instrument of authorization for such frequencies.''


      Deadlines for Commission Action Regarding Competitive Bidding

    Section 6002(d)(1), (2) of Pub. L. 103-66 provided that:
    ``(1) General rulemaking.--The Federal Communications Commission 
shall prescribe regulations to implement section 309(j) of the 
Communications Act of 1934 [47 U.S.C. 309(j)] (as added by this section) 
within 210 days after the date of enactment of this Act [Aug. 10, 1993].
    ``(2) PCS orders and licensing.--The Commission shall--
        ``(A) within 180 days after such date of enactment, issue a 
    final report and order (i) in the matter entitled `Redevelopment of 
    Spectrum to Encourage Innovation in the Use of New 
    Telecommunications Technologies' (ET Docket No. 92-9); and (ii) in 
    the matter entitled `Amendment of the Commission's Rules to 
    Establish New Personal Communications Services' (GEN Docket No. 90-
    314; ET Docket No. 92-100); and
        ``(B) within 270 days after such date of enactment, commence 
    issuing licenses and permits in the personal communications 
    service.''


       Special Rule Regarding Subsection (i) Licenses and Permits

    Section 6002(e) of Pub. L. 103-66, which provided for exceptions to 
ban on Federal Communications Commission issuance of licenses and 
permits under section 309(i) of this title after Aug. 10, 1993, was 
repealed by Pub. L. 105-33, title III, Sec. 3002(a)(4), Aug. 5, 1997, 
111 Stat. 260.


    Authority To Use the System of Random Selection With Respect to 
       Applications for Initial Licenses and Construction Permits

    Section 1242(b) of Pub. L. 97-35 provided that: ``The Commission 
shall have authority to use the system of random selection established 
by the Commission under section 309(i) of the Communications Act of 1934 
[subsec. (i) of this section], as added in subsection (a), with respect 
to any application for an initial license or construction permit which 
will involve any use of the electromagnetic spectrum and which--
        ``(1) is filed with the Commission after the date of the 
    enactment of this Act [Aug. 13, 1981]; or
        ``(2) is pending before the Commission on such date of enactment 
    but has not been designated for hearing on or before such date of 
    enactment.''

                  Section Referred to in Other Sections

    This section is referred to in sections 311, 316, 319, 325, 336, 
337, 532, 533, 554, 614, 922, 925, 1103, 1106 of this title.


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