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Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2
Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2
OMB: 3235-0337
IC ID: 44223
OMB.report
SEC
OMB 3235-0337
ICR 200610-3235-010
IC 44223
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0337 can be found here:
2025-01-10 - Extension without change of a currently approved collection
2021-12-14 - Extension without change of a currently approved collection
Documents and Forms
Document Name
Document Type
Form TA-2
Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2
Form and Instruction
TA-2 Annual Report of Transfer Agent Activities
TA-2 Paper Form (10.06).doc
Form and Instruction
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Transfer Agent's Annual Report 17 CFR 240.17Ac2-2, Form TA-2
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 249b.102
17 CFR 240.17Ac2-2
(To search for a specific CFR, visit the
Code of Federal Regulations.
)
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form and Instruction
TA-2
Annual Report of Transfer Agent Activities
TA-2 Paper Form (10.06).doc
Yes
Yes
Fillable Fileable Signable
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
266
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
266
0
0
-520
0
786
Annual IC Time Burden (Hours)
532
0
0
-1,922
0
2,454
Annual IC Cost Burden (Dollars)
53,200
0
0
53,200
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.