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pdfUNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 3
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
(Print or Type Responses)
2. Date of Event
Requiring Statement
(Month/Day/Year)
1. Name and Address of Reporting Person*
(Last)
(First)
(Middle)
OMB APPROVAL
OMB Number:
3235-0104
Expires:
January 31, 2008
Estimated average burden
hours per response. . . . . . 0.5
3. Issuer Name and Ticker or Trading Symbol
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
Officer (give
title below)
(Street)
10% Owner
Other (specify
below)
5. If Amendment, Date
Original Filed (Month/Day/
Year)
6. Individual or Joint/Group
Filing (Check Applicable Line)
__Form filed by One Reporting Person
__Form filed by More than One ReportingPerson
(City)
1. Title of Security
(Instr. 4)
(State)
(Zip)
Table I — Non-Derivative Securities Beneficially Owned
2. Amount of Securities
Beneficially Owned
(Instr. 4)
3. Ownership
4. Nature of Indirect Beneficial Ownership
Form: Direct
(Instr. 5)
(D) or Indirect
(I) (Instr. 5)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
(Over)
SEC 1473 (1-05)
FORM 3 (continued)
1. Title of Derivative Security
(Instr. 4)
Table II — Derivative Securities Beneficially Owned ( e.g., puts, calls, warrants, options, convertible securities)
2. Date Exercisable and
Expiration
Date
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4)
(Month/Day/Year)
Date
Exercisable
Expiration
Date
Title
Amount
or
Number
of
Shares
4. Conver- 5. Owner- 6. Nature of Indirect
ship
sion or
Beneficial Ownership
Form of
Exercise
(Instr. 5)
DerivPrice of
ative
DeriSecurity:
vative
Direct
Security
(D) or
Indirect
(I)
(Instr. 5)
Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
**Signature of Reporting Person
Date
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.
Page 2
File Type | application/pdf |
File Title | SEC1473.P65 |
Author | josephs |
File Modified | 2005-01-13 |
File Created | 2005-01-10 |