This review is
associated with SEC proposed rule release no. 34-50699, RIN
3235-AJ33, publishing December 8, 2004.
Inventory as of this Action
Requested
Previously Approved
06/30/2008
06/30/2008
2
0
0
177
0
0
1,000
0
0
Revised Rule 15Aa-1 would require an
association to file the proposed Form 2 (revised and redesignated
Form X-15AA-1) in order to register with the Commission as a
national securities association. Rule 15Aa-1 is designed to elicit
the information necessary to determine whether an association is
organized in compliance with the Securities Exchange Act of 1934.
Proposed Rule 15Aa-2 (revised and redesignated Rule 15Aj-1) would
require association: (1) to submit annual amendments to their Form
2 updating their entire Form 2; (2) to file interime amendments to
update certain exhibits of their Form 2; and (3) to post the
most
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.