Operational Capability in a Year 2000 Environment-Rule 17Ad- 21T(g)

ICR 199908-3235-022

OMB: 3235-0525

Federal Form Document

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Name
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No forms / supporting documents in this ICR. Check IC Document Collections.
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ICR Details
3235-0525 199908-3235-022
Historical Active 199908-3235-019
SEC
Operational Capability in a Year 2000 Environment-Rule 17Ad- 21T(g)
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 08/23/1999
Retrieve Notice of Action (NOA) 08/23/1999
  Inventory as of this Action Requested Previously Approved
05/31/2002 05/31/2002 05/31/2002
600 0 600
22,800 0 22,800
0 0 0

Rule 17Ad-21T limits the activities of non-bank transfer agents with material Year 2000 problems. The rule requires that transfer agents must be operationally capable and prevents non-bank transfer agents with material Year 2000 problems from performing certain activities after August 31, 1999. Rule 17AD-21T(g) provides that non-bank transfer agents must make and keep a backup copy of its data base and file layouts for each business day beginning August 31, 1999, and ending on March 31, 2000.

None
None


No

1
IC Title Form No. Form Name
Operational Capability in a Year 2000 Environment-Rule 17Ad- 21T(g)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 600 600 0 0 0 0
Annual Time Burden (Hours) 22,800 22,800 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/23/1999


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