Applications for Review of Final Disciplinary Sanctions, Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations -- Rule 19d-3
ICR 199505-3235-004
OMB: 3235-0204
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0204 can be found here:
Applications for Review of
Final Disciplinary Sanctions, Denials of Membership Participation
or Limitations of Access to Services Imposed by Self-Regulatory
Organizations -- Rule 19d-3
Extension without change of a currently approved collection
Rule 19d-3 prescribes the form and
content of application of the Commission for review of final
disciplinary sanctions, denials of membership participation or
association with a member, or prohibitions or limitations of access
to services imposed by self-regulatory organizations.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.