Fingerprinting Requirements For Securities Professionals (17 Cfr 240.17f-2(a))

FINGERPRINTING REQUIREMENTS FOR SECURITIES PROFESSIONALS (17 CFR 240.17F-2(A))

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0034 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	FINGERPRINTING REQUIREMENTS FOR SECURITIES PROFESSIONALS (17 CFR 240.17F-2(A))	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	RULE NO.	No	No
Form	FOR 17 CFR	No	No
Form	PARA.	No	No
Form	240.17F-2(A)	No	No
Form	RULE	No	No
Form	17F-2(A)	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10,500	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	525,000	397,600	127,400
Annual IC Time Burden (Hours)	262,500	198,800	63,700
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.