Rule 15b1-2 Under Securities Exchange Act Of 1934. Statement Of Financial Condition For Application For Registration As A Broker Or Dealer.

RULE 15B1-2 UNDER SECURITIES EXCHANGE ACT OF 1934. STATEMENT OF FINANCIAL CONDITION FOR APPLICATION FOR REGISTRATION AS A BROKER OR DEALER.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0020 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	RULE 15B1-2 UNDER SECURITIES EXCHANGE ACT OF 1934. STATEMENT OF FINANCIAL CONDITION FOR APPLICATION FOR REGISTRATION AS A BROKER OR DEALER.	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	17 CFR				No	No
Form	RULE 15B1-2				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	3,000	3,000
Annual IC Time Burden (Hours)	9,000	9,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.