FORM SR, SALES OF SECURITIES AND USE OF PROCEEDS THEREFROM

ICR 198609-3235-042

OMB: 3235-0124

Federal Form Document

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ICR Details
3235-0124 198609-3235-042
Historical Active 198508-3235-044
SEC
FORM SR, SALES OF SECURITIES AND USE OF PROCEEDS THEREFROM
No material or nonsubstantive change to a currently approved collection   No
Emergency 09/26/1986
Approved with change 09/26/1986
Retrieve Notice of Action (NOA) 09/26/1986
  Inventory as of this Action Requested Previously Approved
10/31/1987 10/31/1987 10/31/1987
2,566 0 1,744
14,113 0 9,594
0 0 0

FORM SR ELICITS INFORMATION FROM FIRST-TIME ISSUERS CONCERNING THE PROGRESS OF THEIR OFFERING AND THE USE OF PROCEEDS THEREFROM IN ORDER THAT THE COMMISSION MAY MONITOR COMPLIANCE WITH PROPECTUS DELIVERY AND UPDATING REQUIREMENTS AND INVESTORS AND THE COMMISSION MAY DETERMINE WHETHER THE PROCEEDS ARE USED IN THE MANNER DESCRIBED IN THE PROSPECTU

None
None


No

1
IC Title Form No. Form Name
FORM SR, SALES OF SECURITIES AND USE OF PROCEEDS THEREFROM SEC 1809

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 2,566 1,744 0 822 0 0
Annual Time Burden (Hours) 14,113 9,594 0 4,519 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/26/1986


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