APPLICATIONS FOR REVIEW OF FINAL DISCIPLINARY SANCTIONS, DENIALS OF MEMBERSHIP, PARTICIPATION OR LIMITATIONS OF ACCESS TO SVCS. IMPOSED BY SELF-REGULATORY ORGNS. RULE ....
ICR 198410-3235-007
OMB: 3235-0204
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0204 can be found here:
APPLICATIONS FOR REVIEW OF
FINAL DISCIPLINARY SANCTIONS, DENIALS OF MEMBERSHIP, PARTICIPATION
OR LIMITATIONS OF ACCESS TO SVCS. IMPOSED BY SELF-REGULATORY ORGNS.
RULE ....
RULE 19D-3, ADOPTED ON JULY 8, 1977,
PRESCRIBES THE FORM AND CONTENT OF APPLICATIONS TO THE COMMISSION
FOR REVIEW OF FINAL DISCIPLINARY SANCTIONS, DENIALS OF MEMBERSHIP,
PARTICIPATION OR ASSOCIATION WITH A MEMBER OR PROHIBITIONS OR
LIMITATIONS OF ACCESS TO SERVICES IMPOSED BY SELF-REGULATORY
ORGANIZATIONS.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.