ANNUAL REPORT OF REGISTERED OPEN-END AND CLOSED-END MANAGEMENT INVESTMENT COMPANIES UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECURITIES EXCHANGE ACT OF 1934
ICR 198111-3235-023
OMB: 3235-0227
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0227 can be found here:
ANNUAL REPORT OF REGISTERED
OPEN-END AND CLOSED-END MANAGEMENT INVESTMENT COMPANIES UNDER THE
INVESTMENT COMPANY ACT OF 1940 AND SECURITIES EXCHANGE ACT OF
1934
New
collection (Request for a new OMB Control Number)
FORM N-1R IS THE FORM USED BY OPEN-END
AND CLOSED-END MANAGEMENT INVESTMENT COMPANIES TO FILE AN ANNUAL
REPORT WITH THE COMMISSION AS REQUIRED BY THE INVESTMENT COMPANY
ACT OF 1940 AND THE SECURITIES EXCHANGE ACT OF 1934.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.