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Standards For Public Offerings Of The Securities Of Non-member Broker-dealers 17 Cfr 240.15b10-8
STANDARDS FOR PUBLIC OFFERINGS OF THE SECURITIES OF NON-MEMBER BROKER-DEALERS 17 CFR 240.15B10-8
OMB: 3235-0189
IC ID: 158850
OMB.report
SEC
OMB 3235-0189
ICR 198110-3235-047
IC 158850
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IC Title:
STANDARDS FOR PUBLIC OFFERINGS OF THE SECURITIES OF NON-MEMBER BROKER-DEALERS 17 CFR 240.15B10-8
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Migrated
Obligation to Respond:
Mandatory
CFR Citation:
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
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Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Subfunction:
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
2
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
2
0
0
2
0
0
Annual IC Time Burden (Hours)
50
0
0
50
0
0
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.