Application For Registration Of Non-bank Municipal Securities Dealer Whose Business Is Exclusively Intrastate (17 Cfr 240.15ba2-2)

APPLICATION FOR REGISTRATION OF NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE (17 CFR 240.15BA2-2)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0090 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	APPLICATION FOR REGISTRATION OF NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE (17 CFR 240.15BA2-2)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	17 CFR 240.	No	No
Form	15BA2-2:	No	No
Form	15BA2-2	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	5	5
Annual IC Time Burden (Hours)	5	5
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.