ANNUAL AMENDMENTS TO REGISTRATION OR EXEMPTION STATEMENTS OF EXCHANGES--RULES 6A-2 AND FORM 1A

ICR 198106-3235-014

OMB: 3235-0022

Federal Form Document

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ICR Details
3235-0022 198106-3235-014
Historical Active
SEC
ANNUAL AMENDMENTS TO REGISTRATION OR EXEMPTION STATEMENTS OF EXCHANGES--RULES 6A-2 AND FORM 1A
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 08/09/1981
Retrieve Notice of Action (NOA) 06/18/1981
Approval of this submission constitutes approval of the use of Form 1A under Rule 6a-2 only. It does not constitute approval of the recordkeeping requirement under Section 17 of the Securities Exchange Act of 1934. Should the agency wish to clear this recordkeeping requirement, it should make a separate submission. Note: P.L. 96-511 includes recordkeeping requirements within its definition of "information collections" subject to OMB clearance.
  Inventory as of this Action Requested Previously Approved
08/31/1983 08/31/1983
10 0 0
900 0 0
0 0 0

UNDER SECTIONS 6 AND 19 OF THE SECURITIES EXCHANGE ACT OF 1934, A REGISTERED OR EXEMPTED EXCHANGE MUST BE ORGANIZED AND HAVE THE CAPACITY TO CARRY OUT THE PURPOSES OF THE ACT AND MUST HAVE RULES DESIGNED TO PROTECT INVESTORS AND THE PUBLIC INTEREST. RULE 6A-2 AND FORM 1A, ADOPTED IN 1950, ARE DESIGNED TO ENABLE THE COMMISSION TO CARRY OUT ITS OVERSIGHT FUNCTIONS AND TO ASSURE THAT SUCH EXCHANGES CONTINUE TO BE IN COMPLIANCE WITH THE ACT.

None
None


No

1
IC Title Form No. Form Name
ANNUAL AMENDMENTS TO REGISTRATION OR EXEMPTION STATEMENTS OF EXCHANGES--RULES 6A-2 AND FORM 1A 486

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10 0 0 10 0 0
Annual Time Burden (Hours) 900 0 0 900 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/18/1981


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