Approval of this
submission constitutes approval of the use of Form 1A under Rule
6a-2 only. It does not constitute approval of the recordkeeping
requirement under Section 17 of the Securities Exchange Act of
1934. Should the agency wish to clear this recordkeeping
requirement, it should make a separate submission. Note: P.L.
96-511 includes recordkeeping requirements within its definition of
"information collections" subject to OMB clearance.
Inventory as of this Action
Requested
Previously Approved
08/31/1983
08/31/1983
10
0
0
900
0
0
0
0
0
UNDER SECTIONS 6 AND 19 OF THE
SECURITIES EXCHANGE ACT OF 1934, A REGISTERED OR EXEMPTED EXCHANGE
MUST BE ORGANIZED AND HAVE THE CAPACITY TO CARRY OUT THE PURPOSES
OF THE ACT AND MUST HAVE RULES DESIGNED TO PROTECT INVESTORS AND
THE PUBLIC INTEREST. RULE 6A-2 AND FORM 1A, ADOPTED IN 1950, ARE
DESIGNED TO ENABLE THE COMMISSION TO CARRY OUT ITS OVERSIGHT
FUNCTIONS AND TO ASSURE THAT SUCH EXCHANGES CONTINUE TO BE IN
COMPLIANCE WITH THE ACT.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.